Raymond John Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Raymond John Financial Management is an independent, single-advisor registered investment adviser that provides discretionary portfolio management to individual and high‑net‑worth clients. The firm creates written Investment Policy Statements tailored to client goals and advises primarily in mutual funds, equities, ETFs, fixed income, REITs and Treasury inflation‑protected bonds.
RJFM documents client risk tolerance and generally manages accounts on a discretionary basis, with quarterly reviews and monthly custodian reports. Its stated methods combine charting, cyclical, fundamental, quantitative, technical analysis and modern portfolio theory, and its strategies range from long‑term allocations to short‑term trading, options and short sales, with the brochure noting the material risks associated with those strategies.
Distinctive operational features called out in the brochure include a requirement that clients custody assets at Schwab Institutional and disclosure that the firm may receive research and other soft‑dollar benefits from custodians, which could create potential conflicts of interest. The firm also does not aggregate trades across clients (which can affect execution outcomes) and maintains a written Code of Ethics and personal‑trading policies intended to identify and document potential conflicts.
Client services
Expertise
Fee options
Up to 1.00% annually
Main office
Cave Creek AZ
Advisors at this office
1
Most active in
Arizona · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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