Augusta, GA Enterprise Mill Office
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RBC Capital Markets
Institution
Firm-wide stats for RBC Capital Markets
About
RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base that includes individual investors (both non‑HNW and high‑net‑worth), institutional clients, pension and profit‑sharing plans, corporations, and charitable organizations. It offers multiple wrap fee advisory programs—RBC Advisor, Portfolio Focus, RBC Unified Portfolio, Consulting Solutions, and a Managed Account Program—providing discretionary and non‑discretionary portfolio management, financial planning, custody, and brokerage services.
The firm tailors strategies to each client’s Advisory Risk Profile and implements portfolios through a mix of in‑house and third‑party Investment Managers, Model Providers, and an Overlay Manager (either RBC WM or Envestnet), with choices for rebalancing frequency, tax‑management, and responsible‑investing screens. Program accounts are administered as unified or sleeve‑based structures (RBC UP) and may include fund share‑class conversions, cash sweep options, and alternative investments or annuities as described in the brochure.
RBC’s capital‑markets footprint and affiliated capabilities are notable features: RBC Capital Markets is registered with the CFTC as a futures commission merchant and as a swap firm, the firm’s affiliated asset managers (for example, RBC GAM – U.S. and RBC Rochdale) serve as Investment Managers and Model Providers, and the firm makes alternative investments (including feeder‑fund structures) and pooled vehicles available to clients. The brochure also discloses municipal‑related activities and regulatory matters and describes integrated lending and cash‑sweep arrangements with affiliated banks, all of which are identified as potential conflicts and are disclosed in the firm’s materials.
Based on RBC Capital Markets
Expertise
Based on RBC Capital Markets
Occupation focus
Based on RBC Capital Markets
Demographic focus
Based on RBC Capital Markets
Location
Enterprise Mill, 1450 Greene Street, Suite 501
Augusta GA 30901
Advisors at this office
3
Advisors at this office
Gary F
Series 63, Series 65
Augusta, GA
RBC Capital Markets
Gary Frederick is a financial advisor with RBC Capital Markets in Augusta, GA, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has worked with City National Bank since 2019 and with RBC Capital Markets since 2013. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a variety of advisory programs with discretionary and non-discretionary portfolio management, tailoring strategies to clients’ risk profiles through a combination of in-house and third-party investment managers.
Grady J
Series 63, Series 65
Augusta, GA
RBC Capital Markets
Grady Jackson III is a financial advisor at RBC Capital Markets with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at RBC Capital Markets since 2016 and City National Bank since 2018. Outside of his advisory role, he serves as chairman of the board of trustees at Episcopal Day School and chairs the board of directors for Trees for Augusta, as well as co-chairing a steering committee for a new homeless shelter with The Salvation Army of Augusta. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs with customizable portfolio management and integrates in-house and third-party investment managers to tailor strategies according to client risk profiles.
Norman S
Series 63, Series 65
Augusta, GA
RBC Capital Markets
Norman Schaffer is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 credentials and over 40 years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. He serves as a trustee for the Schaffer Family Private Foundation, which donates to qualified charities. RBC Wealth Management, part of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations, offering various advisory programs that provide portfolio management, financial planning, and brokerage services tailored to each client’s risk profile.
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