Chicago, IL S Wacker Drive Office

Team
Updated today
RBC Capital Markets logo

RBC Capital Markets

Institution

Firm-wide stats for RBC Capital Markets

Total advisors

3,831

Across 408 offices

Clients per advisor

72 Low

Avg AUM per client

$1,017,425 Very High

HNW client ratio

4% Very Low

About

RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base that includes individual investors (both non‑HNW and high‑net‑worth), institutional clients, pension and profit‑sharing plans, corporations, and charitable organizations. It offers multiple wrap fee advisory programs—RBC Advisor, Portfolio Focus, RBC Unified Portfolio, Consulting Solutions, and a Managed Account Program—providing discretionary and non‑discretionary portfolio management, financial planning, custody, and brokerage services.

The firm tailors strategies to each client’s Advisory Risk Profile and implements portfolios through a mix of in‑house and third‑party Investment Managers, Model Providers, and an Overlay Manager (either RBC WM or Envestnet), with choices for rebalancing frequency, tax‑management, and responsible‑investing screens. Program accounts are administered as unified or sleeve‑based structures (RBC UP) and may include fund share‑class conversions, cash sweep options, and alternative investments or annuities as described in the brochure.

RBC’s capital‑markets footprint and affiliated capabilities are notable features: RBC Capital Markets is registered with the CFTC as a futures commission merchant and as a swap firm, the firm’s affiliated asset managers (for example, RBC GAM – U.S. and RBC Rochdale) serve as Investment Managers and Model Providers, and the firm makes alternative investments (including feeder‑fund structures) and pooled vehicles available to clients. The brochure also discloses municipal‑related activities and regulatory matters and describes integrated lending and cash‑sweep arrangements with affiliated banks, all of which are identified as potential conflicts and are disclosed in the firm’s materials.

Based on RBC Capital Markets

Expertise

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management

Based on RBC Capital Markets

Occupation focus

Executive Founder/Business Owner Retired Financial Professional

Based on RBC Capital Markets

Demographic focus

Approaching retirement HENRY (High Earners, Not Rich Yet)

Based on RBC Capital Markets

Location

111 S Wacker Drive, Suite 3200

Chicago IL 60606

Advisors at this office

33

Advisors at this office

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Devon E

Series 66

Chicago, IL

RBC Capital Markets

Devon Embery is a financial advisor at RBC Capital Markets with eight years of industry experience and holds a Series 66 designation. Prior to joining RBC, he worked at Morgan Stanley Private Bank and Slalom. He also serves as a trustee for a trust in Green Valley, Arizona. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that deliver portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles and investment preferences.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jordan H

Series 66

Chicago, IL

RBC Capital Markets

Jordan Hoerter is a financial advisor at RBC Capital Markets with six years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney, where he was employed for seven years, and at Associated Bank for nine years. He holds the Series 66 designation. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored portfolio management and financial planning services, utilizing both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Justin F

CFP®, Series 63, Series 65

Chicago, IL

RBC Capital Markets

Justin Ferdula is a CFP® professional with 24 years of industry experience. He has worked at RBC Capital Markets since 2017 and was previously with Morgan Stanley Smith Barney from 2009 to 2017. He serves on the board of directors for the Ravinia Festival Association, a music festival organization. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs tailored to clients’ risk profiles, utilizing a combination of in-house and third-party investment managers and provides discretionary and non-discretionary portfolio management alongside financial planning and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Brendon W

Series 63, Series 66

Chicago, IL

RBC Capital Markets

Brendon Ward is a financial advisor with RBC Capital Markets in Chicago, IL, holding Series 63 and Series 66 credentials and seven years of industry experience. Prior to joining RBC Capital Markets in 2019, he worked at TD Ameritrade and Northwestern Mutual, and earlier was involved with Gloriosos Italian Market for three years. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm provides multiple advisory programs that offer portfolio management, financial planning, custody, and brokerage services, tailored to clients’ risk profiles and utilizing both in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Catherine D

Series 63, Series 66

Chicago, IL

RBC Capital Markets

Catherine Deleeuw is a financial advisor with RBC Capital Markets in Chicago, IL, holding Series 63 and Series 66 credentials and 32 years of industry experience. She has been with RBC Capital Markets Corporation since 2008. Outside of her advisory role, she serves as a committee member for Impact Grants Chicago, reviewing grant applications for nonprofits addressing city challenges. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individuals, institutions, and charitable organizations. The firm offers tailored investment advisory programs with discretionary and non-discretionary management, combining in-house and third-party investment resources.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Donald M

Series 63, Series 66

Chicago, IL

RBC Capital Markets

Donald Metter is a financial advisor with RBC Capital Markets in Chicago, IL, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. His prior roles include positions at City National Bank and various branches of Morgan Stanley from 2007 to 2019. Outside of his advisory role, he is involved in managing rental property as a sole proprietor. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual and institutional investors. The firm offers multiple advisory programs with tailored portfolio strategies, combining in-house and third-party managers, and features integrated capital-markets and alternative investment capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Tyler K

Series 66

Chicago, IL

RBC Capital Markets

Tyler Klein is a financial advisor with RBC Capital Markets in Chicago, holding a Series 66 designation and six years of industry experience. His prior work includes roles at City National Bank and Hunzinger Construction Company. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, corporations, and charitable organizations. The firm offers a variety of advisory programs with discretionary and non-discretionary portfolio management, tailored investment strategies, and integrated financial services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Donald W

Series 66

Chicago, IL

RBC Capital Markets

Donald Winger is a financial advisor at RBC Capital Markets with three years of industry experience. He holds a Series 66 designation and previously worked at The Mather Group for one year. Before entering finance, he spent six years in education at Northwood Middle School and Highland Park High School. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs and tailors investment strategies through a combination of in-house and third-party managers, with services including portfolio management, financial planning, and brokerage.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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George H

Series 66

Chicago, IL

RBC Capital Markets

George Holohan is a financial advisor with RBC Capital Markets in Chicago, IL, holding a Series 66 designation and nine years of industry experience. He has worked at RBC Capital Markets since 2017 and City National Bank since 2019. Holohan serves on the Board of Directors for Embers Academy, a private school serving pre-kindergarten through fifth grade. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers advisory programs with discretionary and non-discretionary portfolio management, tailored to each client’s risk profile and implemented through a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Ryan N

Series 63, Series 66

Chicago, IL

RBC Capital Markets

Ryan Nottestad is a financial advisor at RBC Capital Markets with 23 years of industry experience. He holds Series 63 and Series 66 designations and has worked previously at UBS Financial Services Inc. and City National Bank. Outside of his advisory role, he owns a pond spraying business that manages weed growth in ponds and lakes. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients through a variety of advisory programs offering portfolio management, financial planning, and brokerage services. The firm customizes investment strategies based on clients’ risk profiles and utilizes both in-house and third-party managers to implement diversified portfolios.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Michael M

Series 63, Series 65

Chicago, IL

RBC Capital Markets

Michael Mason is a financial advisor at RBC Capital Markets in Chicago, IL, holding Series 63 and Series 65 credentials with 14 years of industry experience. His career includes positions at Morgan Stanley, UBS Financial Services, and M1 Finance, alongside multiple tenures at RBC Capital Markets. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, supported by a comprehensive capital-markets platform.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Benjamin H

Series 63, Series 65

Chicago, IL

RBC Capital Markets

Benjamin Heise is a financial advisor at RBC Capital Markets with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at UBS Financial Services Inc. and City National Bank. Outside of his advisory work, Heise rents out his own camper van through Outdoorsy.com. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, and charitable organizations with a range of advisory programs offering discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes strategies based on each client’s risk profile and utilizes both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Devin G

Series 66

Chicago, IL

RBC Capital Markets

Devin Grayson is a financial advisor at RBC Capital Markets with five years of industry experience and holds a Series 66 designation. Prior to joining RBC in 2026, Devin worked at Lincoln Investment for four years and has held roles at several firms including M1 Holdings Inc and Merrill Edge. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers multiple advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles and investment preferences.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jamie N

Series 66

Chicago, IL

RBC Capital Markets

Jamie Nero is a financial advisor at RBC Capital Markets with 16 years of industry experience. He holds a Series 66 designation and has previously worked at Wells Fargo Clearing and Indiana University. He is based in Chicago, IL. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs and tailors investment strategies using a combination of in-house and third-party managers, while providing comprehensive portfolio management, financial planning, custody, and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Cameron F

Series 63, Series 66

Chicago, IL

RBC Capital Markets

Cameron Frazier is a financial advisor with RBC Capital Markets in Chicago, holding Series 63 and Series 66 designations and four years of industry experience. Prior to joining RBC Capital Markets in 2023, he worked at JPMorgan Chase Bank and J.P. Morgan Securities. His background also includes employment at the University of Wisconsin - Madison and experience in the hospitality sector. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base ranging from individual investors to institutions, offering a variety of advisory programs that include discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to each client’s risk profile.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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