Chicago, IL Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
RBC Capital Markets
Institution
Firm-wide stats for RBC Capital Markets
About
RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base that includes individual investors (both non‑HNW and high‑net‑worth), institutional clients, pension and profit‑sharing plans, corporations, and charitable organizations. It offers multiple wrap fee advisory programs—RBC Advisor, Portfolio Focus, RBC Unified Portfolio, Consulting Solutions, and a Managed Account Program—providing discretionary and non‑discretionary portfolio management, financial planning, custody, and brokerage services.
The firm tailors strategies to each client’s Advisory Risk Profile and implements portfolios through a mix of in‑house and third‑party Investment Managers, Model Providers, and an Overlay Manager (either RBC WM or Envestnet), with choices for rebalancing frequency, tax‑management, and responsible‑investing screens. Program accounts are administered as unified or sleeve‑based structures (RBC UP) and may include fund share‑class conversions, cash sweep options, and alternative investments or annuities as described in the brochure.
RBC’s capital‑markets footprint and affiliated capabilities are notable features: RBC Capital Markets is registered with the CFTC as a futures commission merchant and as a swap firm, the firm’s affiliated asset managers (for example, RBC GAM – U.S. and RBC Rochdale) serve as Investment Managers and Model Providers, and the firm makes alternative investments (including feeder‑fund structures) and pooled vehicles available to clients. The brochure also discloses municipal‑related activities and regulatory matters and describes integrated lending and cash‑sweep arrangements with affiliated banks, all of which are identified as potential conflicts and are disclosed in the firm’s materials.
Based on RBC Capital Markets
Expertise
Based on RBC Capital Markets
Occupation focus
Based on RBC Capital Markets
Demographic focus
Based on RBC Capital Markets
Location
Chicago IL
Advisors at this office
4
Advisors at this office
John L
Series 66
Chicago, IL
RBC Capital Markets
John Larsen is a financial advisor at RBC Capital Markets with six years of industry experience. He holds the Series 66 designation and has worked at RBC Capital Markets since 2019, following three years at Morningstar Inc. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various wrap fee advisory programs with customized strategies and portfolio management implemented through in-house and third-party managers.
Octoberr W
Series 63, Series 66
Chicago, IL
RBC Capital Markets
Octoberr Walter is a financial advisor at RBC Capital Markets with 19 years of industry experience. He holds the Series 63 and Series 66 licenses and has prior experience at Morgan Stanley, where he worked for 11 years. Walter is based in Chicago, IL. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm provides advisory programs with tailored portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
Patricia D
Series 66
Chicago, IL
RBC Capital Markets
Patricia Diana is a financial advisor with RBC Capital Markets in Chicago, IL, holding a Series 66 designation and bringing 24 years of industry experience. She has been with RBC Capital Markets since 2015. Outside of her advisory role, she serves as an election judge for the Chicago Board of Elections, assisting voters and managing polling places on election days. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers various advisory programs tailored to clients’ risk profiles, utilizing a blend of internal and third-party investment managers and providing discretionary and non-discretionary portfolio management along with financial planning and brokerage services.
Maria R
Series 63, Series 66
Chicago, IL
RBC Capital Markets
Maria Reyes is a financial advisor at RBC Capital Markets with 19 years of industry experience. She holds Series 63 and Series 66 credentials. Her prior work includes roles at Morgan Stanley Private Wealth Management and UBS Financial Services. RBC Wealth Management serves a diverse client base, including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs with customizable portfolio management and planning services, utilizing both in-house and third-party investment managers.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)