Eau Claire, WI Pinnacle Way Office
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RBC Capital Markets
Institution
Firm-wide stats for RBC Capital Markets
About
RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base that includes individual investors (both non‑HNW and high‑net‑worth), institutional clients, pension and profit‑sharing plans, corporations, and charitable organizations. It offers multiple wrap fee advisory programs—RBC Advisor, Portfolio Focus, RBC Unified Portfolio, Consulting Solutions, and a Managed Account Program—providing discretionary and non‑discretionary portfolio management, financial planning, custody, and brokerage services.
The firm tailors strategies to each client’s Advisory Risk Profile and implements portfolios through a mix of in‑house and third‑party Investment Managers, Model Providers, and an Overlay Manager (either RBC WM or Envestnet), with choices for rebalancing frequency, tax‑management, and responsible‑investing screens. Program accounts are administered as unified or sleeve‑based structures (RBC UP) and may include fund share‑class conversions, cash sweep options, and alternative investments or annuities as described in the brochure.
RBC’s capital‑markets footprint and affiliated capabilities are notable features: RBC Capital Markets is registered with the CFTC as a futures commission merchant and as a swap firm, the firm’s affiliated asset managers (for example, RBC GAM – U.S. and RBC Rochdale) serve as Investment Managers and Model Providers, and the firm makes alternative investments (including feeder‑fund structures) and pooled vehicles available to clients. The brochure also discloses municipal‑related activities and regulatory matters and describes integrated lending and cash‑sweep arrangements with affiliated banks, all of which are identified as potential conflicts and are disclosed in the firm’s materials.
Based on RBC Capital Markets
Expertise
Based on RBC Capital Markets
Occupation focus
Based on RBC Capital Markets
Demographic focus
Based on RBC Capital Markets
Location
401 Pinnacle Way, Suite 152
Eau Claire WI 54701
Advisors at this office
3
Advisors at this office
Thomas Q
Series 63, Series 65
Eau Claire, WI
RBC Capital Markets
Thomas Quigley is a financial advisor with RBC Capital Markets in Eau Claire, WI, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with RBC Capital Markets Corporation since 2008. Outside of his advisory work, Quigley serves on the Board of Directors for St. Ambrose Financial Services Inc. and is a member of the Cleghorn Lions Club. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through a mix of in-house and third-party managers.
Patrick Q
Series 66
Eau Claire, WI
RBC Capital Markets
Patrick Quigley is a financial advisor at RBC Capital Markets with a Series 66 designation and seven years of industry experience. His work history includes roles at City National Bank and RBC Capital Markets since 2019, as well as prior experience at UnitedHealth Group and Saint John's University. Outside of his advisory career, he has worked as a ride-sharing driver for Lyft, Inc. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers tailored investment strategies through multiple advisory programs, combining in-house and third-party managers to deliver discretionary and non-discretionary portfolio management and financial planning services.
Sara B
Series 66
Eau Claire, WI
RBC Capital Markets
Sara Bach is a financial advisor with RBC Capital Markets in Eau Claire, WI, holding a Series 66 designation and 20 years of industry experience. She has worked at RBC Capital Markets Corporation since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various advisory programs and tailors investment strategies through a combination of in-house and third-party managers, with options for portfolio customization and alternative investments.
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