Los Angeles, CA S. Flower Street Office

Roger Stephens is a financial advisor with RBC Capital Markets, holding Series 63 and Series 66 credentials and bringing 35 years of industry experience. His career includes roles at UBS Financial Services, Morgan Stanley, and City National Bank, prior to joining RBC Capital Markets. He is based in Los Angeles, CA. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, and brokerage services tailored to each client’s risk profile, utilizing both in-house and third-party investment managers.

Daniel Rothenberg is a financial advisor at RBC Capital Markets with 19 years of industry experience. He holds a Series 66 designation and has worked at RBC Capital Markets since 2019, as well as at City National Bank and UBS Financial Services. Outside of his advisory role, he serves on the boards of several nonprofit organizations, including the Huntington Library, Art Museum and Botanical Gardens, and acts as president of the One Arroyo Foundation. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm offers various advisory programs and customizes investment strategies using both in-house and third-party managers, with access to capital markets capabilities and alternative investments.

Rachael Aspaturian is a financial advisor with RBC Capital Markets in Los Angeles, CA, holding a Series 66 designation and four years of industry experience. Her career includes roles at Bank of America N.A. and Merrill from 2022 to 2024, as well as prior positions outside finance such as work at Nordstrom and involvement with the Boys and Girls Club. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, and charitable organizations by providing discretionary and non-discretionary portfolio management, financial planning, and brokerage services. The firm offers tailored investment strategies using a range of in-house and third-party managers and emphasizes integrated capital-markets capabilities.

Bahraam Foroughi is a financial advisor with RBC Capital Markets in Los Angeles, holding a Series 66 designation and three years of industry experience. Prior to joining RBC, he worked at UBS Financial Services for four years. Outside of his advisory role, he has experience in retail operations through his ongoing work at 7-Eleven. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, and charitable organizations, offering tailored portfolio management and advisory services through various wrap fee programs. The firm leverages both in-house and third-party investment resources and provides integrated financial solutions.

Henry Mac is a financial advisor at RBC Capital Markets with four years of industry experience and holds a Series 66 designation. His prior roles include positions at Bank of America, Merrill, and Quest Capital Management. Outside of finance, he was involved with Pure Surfing Experience in 2017. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers tailored investment strategies through various advisory programs, combining in-house and third-party managers, with features such as tax management and responsible investing options.

Eunsun Kim is a financial advisor with RBC Capital Markets based in Los Angeles, CA, holding a Series 66 license and having 37 years of industry experience. Prior to joining RBC Capital Markets in 2019, Kim worked at UBS Financial Services from 2011 to 2019. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers.

Misty Escobedo is a financial advisor at RBC Capital Markets with six years of industry experience. She holds a Series 66 license and previously worked at UBS Financial Services Inc. for eight years. Outside of her advisory role, she is a certified personal trainer involved in physical fitness coaching and nutrition through her work with Ground Zero Fitness and the supplement company 1st Phorm. RBC Wealth Management serves a diverse client base including individual investors, institutions, and charitable organizations, offering tailored advisory programs that incorporate discretionary and non-discretionary portfolio management, financial planning, and brokerage services.

Michael Lerian is a financial advisor at RBC Capital Markets with one year of industry experience. He holds the Series 66 designation and previously worked at UBS Financial Services. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs with tailored strategies implemented through a combination of in-house and third-party investment managers, providing portfolio management, financial planning, custody, and brokerage services.

Eric Hernandez is a financial advisor with RBC Capital Markets in Los Angeles, CA, holding a Series 66 designation and 23 years of industry experience. His career includes 17 years at UBS Financial Services and current roles at City National Bank and RBC Capital Markets since 2026. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs providing portfolio management, financial planning, and brokerage services tailored to clients' risk profiles and investment preferences.

John Fogarty Jr. is a CFP®-certified financial advisor with 33 years of industry experience. He is currently with RBC Capital Markets and City National Bank, having previously worked at UBS Financial Services and Morgan Stanley. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves individual, institutional, and corporate clients, offering a variety of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to each client’s risk profile.

Bernadette Gapusan Neuschwanger is a financial advisor with RBC Capital Markets in Los Angeles, CA, holding Series 63 and Series 65 credentials and possessing 41 years of industry experience. Her career includes multiple tenures at RBC Capital Markets and a brief period at Morgan Stanley. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles, utilizing both in-house and third-party investment managers.