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New York, NY Vesey St. Office

Team
Updated today

Client AUM

$280,746,088,986

Clients

275,938

Advisors

87

Of 3,838 advisors across 404 offices

Location

200 Vesey St.

New York NY 10281

Advisors at this office

87

Advisors at this office

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Michael L

Series 66

New York, NY

RBC Capital Markets

Michael Lindvall is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 designation and eight years of industry experience. He has been with RBC Capital Markets since 2014 and previously served in the United States Army Reserve from 2005 to 2018. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, corporations, and charitable organizations. The firm offers tailored investment strategies through a variety of advisory programs, combining in-house and third-party managers to meet diverse client needs.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mark G

Series 66

New York, NY

RBC Capital Markets

Mark Gregware is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 designation and having 4 years of industry experience. He has been with RBC Capital Markets since 2007. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies, combining in-house and third-party managers, and provides portfolio management, financial planning, custody, and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jeffrey D

Series 63

New York, NY

RBC Capital Markets

Jeffrey Doty is a financial advisor at RBC Capital Markets in New York, NY, with 31 years of industry experience. He holds a Series 63 designation and has been with RBC Capital Markets Corporation since 2008. Outside of his advisory role, he serves as a condo board member representing unit owners. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm offers various advisory programs providing portfolio management, financial planning, custody, and brokerage services, utilizing both in-house and third-party investment managers tailored to client risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Keith M

Series 63, Series 66

New York, NY

RBC Capital Markets

Keith Mirto is a financial advisor with RBC Capital Markets in New York, NY, holding Series 63 and Series 66 registrations and bringing 38 years of industry experience. He has been with RBC Capital Markets since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs with customized investment strategies implemented through various portfolio management solutions and integrated capital markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Debra L

Series 63, Series 65

New York, NY

RBC Capital Markets

Debra Leslie is a financial advisor at RBC Capital Markets with 36 years of industry experience. She holds Series 63 and Series 65 designations and has been with RBC Capital Markets since 2008. Outside of her advisory role, she is involved with Minnesota State University's Center for Workforce Professional Education, where she provides guidance and mentoring for the Women in Leadership Program. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations, offering tailored investment strategies through various advisory programs and integrated capital-markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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James S

Series 66

New York, NY

RBC Capital Markets

James Siede is a financial advisor at RBC Capital Markets with 20 years of industry experience. He holds the Series 66 designation and has been with RBC Capital Markets since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers multiple advisory programs providing portfolio management, financial planning, custody, and brokerage services, utilizing a combination of in-house and third-party investment managers tailored to each client's risk profile.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Thomas B

Series 66

New York, NY

RBC Capital Markets

Thomas Brown is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 designation and nine years of industry experience. His prior roles include positions at Bell Bank and Doosan Bobcat. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers customizable wrap fee advisory programs with discretionary and non-discretionary portfolio management, integrating both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jeffrey A

Series 66

New York, NY

RBC Capital Markets

Jeffrey Appel is a financial advisor at RBC Capital Markets with 19 years of industry experience. He holds a Series 66 designation and has been with RBC Capital Markets since 2008. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services, tailoring strategies to clients' risk profiles with a mix of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mitchell G

Series 63, Series 66

New York, NY

RBC Capital Markets

Mitchell Gallo is a financial advisor at RBC Capital Markets in New York, NY, with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has been with RBC Capital Markets since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, corporations, and charitable organizations. The firm offers various advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services, utilizing a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mary D

Series 66

New York, NY

RBC Capital Markets

Mary Dujovski is a Series 66-licensed financial advisor at RBC Capital Markets with 12 years of industry experience. She has worked at RBC Capital Markets since 2013, with a brief role at EXTENDED Travel in 2017. Based in New York, NY, she serves clients through RBC’s wealth management division. RBC Wealth Management serves individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that include discretionary and non-discretionary portfolio management, financial planning, and brokerage services, utilizing a mix of in-house and third-party investment managers tailored to clients’ risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Griffin F

Series 66

New York, NY

RBC Capital Markets

Griffin Foley is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 designation and 16 years of industry experience. He has been with RBC Capital Markets since 2014. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs that provide portfolio management, financial planning, and brokerage services tailored to each client’s risk profile using a combination of in-house and third-party investment resources.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Alexandra A

Series 66

New York, NY

RBC Capital Markets

Alexandra Aramburu is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 credential and seven years of industry experience. She has worked at RBC Capital Markets since 2019 and previously held positions at Evolve Promotions and Axa Advisors. RBC Wealth Management serves a wide range of clients, including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs with tailored portfolio management, financial planning, and brokerage services, implementing strategies through a combination of in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Bryan N

Series 66

New York, NY

RBC Capital Markets

Bryan Niles is a financial advisor at RBC Capital Markets with 15 years of industry experience. He holds the Series 66 designation and has previously worked at Morgan Stanley and Morgan Stanley Services Group Inc. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, corporations, and charitable organizations. The firm offers customized advisory programs with various portfolio management options and leverages both in-house and third-party investment managers to implement tailored strategies.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Erik Y

Series 66

New York, NY

RBC Capital Markets

Erik Yates is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 credential and 3 years of industry experience. He has been with RBC Capital Markets LLC since 2006. Outside of his advisory role, he is a freelance musician. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individuals, institutions, pension plans, corporations, and charities. The firm offers multiple advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
user avatar

Davis M

Series 66

New York, NY

RBC Capital Markets

Davis Monaghan is a financial advisor at RBC Capital Markets with 11 years of industry experience. He holds the Series 66 designation and previously worked at Ameriprise Financial Services, Inc. for six years before joining RBC in 2021. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs with tailored portfolio management and financial planning services, utilizing both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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