Stamford, CT Landmark Square Office

Jessica Mcgovern is a financial advisor with RBC Capital Markets in Stamford, CT, holding a Series 66 designation and 11 years of industry experience. She has been with RBC Capital Markets since 2010. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, providing portfolio management, financial planning, custody, and brokerage services.

Thomas Morton is a financial advisor with RBC Capital Markets in Stamford, CT, holding Series 63 and Series 66 licenses and bringing 45 years of industry experience. He has worked at RBC Capital Markets LLC since 2008 and at City National Bank since 2016. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with various wrap fee advisory programs. The firm offers tailored investment strategies using a combination of in-house and third-party managers, with options for tax management and responsible investing.

Stephen Pendergast is a financial advisor with RBC Capital Markets, holding Series 63 and Series 66 designations and possessing 41 years of industry experience. He has worked at City National Bank since 2019 and has been with RBC Capital Markets since 2017. His prior experience includes roles at Wells Fargo Clearing and UBS Financial Services. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a variety of advisory programs and customizes investment strategies through a combination of in-house and third-party managers, incorporating options for tax management and responsible investing.

James Weinstock is a financial advisor at RBC Capital Markets with 45 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Janney Montgomery Scott for 17 years and City National Bank for one year. RBC Wealth Management, a division of RBC Capital Markets, serves a broad client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a range of wrap fee advisory programs and customizes investment strategies using a variety of in-house and third-party managers.

Dominika Lawecki is a financial advisor with RBC Capital Markets, LLC, holding a Series 66 designation and 8 years of industry experience. She has been with RBC Capital Markets since 2011. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various advisory programs and tailors investment strategies using a mix of in-house and third-party managers, with features such as rebalancing options, tax management, and responsible investing screens.

Dodd Koeckert is a financial advisor with RBC Capital Markets in Stamford, CT, holding Series 63 and Series 65 credentials and 40 years of industry experience. He has worked at both RBC Capital Markets and City National Bank since 2015 and 2016, respectively. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutional clients, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, and brokerage services tailored to clients' risk profiles through both in-house and third-party investment managers.

Michael Occhiuto is a financial advisor at RBC Capital Markets with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at City National Bank and RBC Capital Markets since 2016. Outside of his advisory role, he is the owner of Ackside Down LLC, a vacation home holding entity. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to each client's risk profile.

Adam Morton is a financial advisor with RBC Capital Markets in Stamford, CT, holding Series 63 and Series 66 credentials and 25 years of industry experience. He has been with RBC Capital Markets since 2008. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, providing discretionary and non-discretionary portfolio management and financial planning services.

Angelika Caulford is a financial advisor at RBC Capital Markets with 15 years of industry experience. She holds a Series 66 designation and has worked at RBC Capital Markets LLC since 2008 and City National Bank since 2018. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs offering discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes investment strategies based on client risk profiles and leverages both in-house and third-party investment managers.

Fiona Slater is a financial advisor at RBC Capital Markets with Series 65 and Series 63 licenses and seven years of industry experience. She has worked at RBC Capital Markets since 2018 and previously held a role at Merrill. Outside of her advisory work, she serves on the Glen Royal Condo Association board, overseeing financial management and community governance, and is an independent consultant for Mary Kay Inc. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual and institutional investors. The firm offers various advisory programs with tailored investment strategies, integrating in-house and third-party managers, and features a capital-markets footprint with access to alternative investments and affiliated asset managers.

Katie Hughes is a financial advisor with RBC Capital Markets, holding a Series 66 designation and bringing 22 years of industry experience. Her prior roles include positions at Janney Montgomery Scott, Ameriprise Financial Services, Chapin, Davis, and Wells Fargo Advisors. Outside of finance, she volunteers as an equine therapist at WellSpring of Life Horse Farm in Monkton, MD. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, and charitable organizations, offering a range of advisory programs with customizable portfolio management and planning services. The firm incorporates both in-house and third-party investment managers and provides specialized options such as tax management and responsible investing screens.

Elizabeth Foti is a financial advisor at RBC Capital Markets with 17 years of industry experience. She holds a Series 66 designation and has been with RBC since 2017, following a one-year tenure at Wells Fargo Clearing. Outside of her advisory role, she works as a server and bartender at a local establishment in Danbury, CT. RBC Wealth Management serves individual and institutional clients with a range of advisory programs that offer portfolio management, financial planning, and brokerage services. The firm employs a tailored investment approach utilizing both in-house and third-party managers to meet clients’ Advisory Risk Profiles.

Katherine Condy is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 credentials and bringing 41 years of industry experience. She has worked at RBC Capital Markets LLC since 2008 and at City National Bank since 2016. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves individual and institutional clients with a range of advisory programs offering discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes strategies based on clients’ Advisory Risk Profiles and utilizes a combination of in-house and third-party investment managers, with options for tax management and responsible investing.

Douglas Henderson is a financial advisor with RBC Capital Markets in Stamford, CT, holding Series 63 and Series 65 designations and 31 years of industry experience. His prior roles include positions at Weeden & Co., Lp, Thomson Horstmann & Bryant, Inc., and Foreside Fund Services, LLC. RBC Wealth Management serves a wide range of clients, including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services, tailoring strategies based on clients’ risk profiles and utilizing both in-house and third-party investment resources.

Janina Caufield is a financial advisor at RBC Capital Markets with Series 65 and Series 63 licenses and five years of industry experience. She previously worked at Fieldpoint Private Securities, LLC and City National Bank before joining RBC. Caufield serves on the board of the Oysterponds Historical Society and is involved with the Smith College Club of Greenwich-Stamford. RBC Wealth Management serves individual and institutional clients with tailored portfolio management, financial planning, and brokerage services. The firm offers various advisory programs and integrates in-house and third-party investment managers to implement client strategies.