Irvine, CA Von Karman Ave. Office

Team
Updated today
RBC Securities, Inc. logo

RBC Securities, Inc.

Multi-team

Firm-wide stats for RBC Securities, Inc.

Total advisors

125

Across 33 offices

Clients per advisor

10 Very Low

Avg AUM per client

$918,022 High

HNW client ratio

26% Typical

About

RBC Securities, Inc. provides wealth management and brokerage services to individuals (including high‑net‑worth clients), trusts, estates, IRAs and retirement plans through its wrap‑fee investment advisory program. The firm is registered as both an SEC investment adviser and a FINRA broker‑dealer and delivers financial planning, portfolio management and ongoing reporting to program participants.

Investment management under the RBC Securities Investment Advisory Program is delegated to an affiliated sub‑advisor, RBC Rochdale, which constructs asset allocation strategies, implements portfolios with mutual funds, ETFs, SMAs and, where appropriate, individual securities, and documents objectives in an Investment Policy Statement. Accounts are managed on a discretionary, asset‑based fee basis (the firm does not offer fixed‑fee advisory mandates for the program) and use custodial and cash‑management features that include an affiliated bank sweep option and a government money‑market fund.

What distinguishes RBC Securities from many multi‑team advisers is its integration within a broad financial services group: it is affiliated with a bank parent and related entities that include a trust company, municipal advisory and pension consulting activities, broker‑dealer distribution services, and other trading businesses (including futures, swaps and commodity activity), which creates intercompany referral and fee‑sharing arrangements. The brochure discloses how those relationships are managed — for example, use of affiliated City National Rochdale funds with periodic fee rebates, an affiliated deposit sweep program, soft‑dollar and proprietary research arrangements, and related conflicts — and it also notes prior regulatory matters at the firm and a parent‑level legal event that led to a Department of Labor QPAM exemption.

Based on RBC Securities, Inc.

Expertise

Wealth management

Based on RBC Securities, Inc.

Location

18111 Von Karman Ave., 4th Floor

Irvine CA 92612

Advisors at this office

8

Advisors at this office

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Christopher J

Series 63, Series 66

Irvine, CA

RBC Securities, Inc

Christopher Johnson is a financial advisor at RBC Securities, Inc. with 15 years of industry experience. He holds the Series 63 and Series 66 designations and has previously worked at City National Securities, Inc., CITY NATIONAL BANK, and Unionbanc Investment Services. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group affiliated with a bank, offering financial planning, portfolio management, and various custodial and cash-management features.

Wealth management
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Amr E

Series 66

Irvine, CA

RBC Securities, Inc

Amr Elgamal is a financial advisor with RBC Securities, Inc. in Irvine, CA, holding a Series 66 designation and 18 years of industry experience. He has worked at multiple financial firms including Ameriprise, LPL Financial, BMO Bank NA, and Wells Fargo. In addition to his advisory role, he is also employed by Comerica Bank. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm’s investment management is conducted by its affiliated sub-advisor, RBC Rochdale, and it is distinguished by its integration within a broad financial services group affiliated with a bank parent and related entities.

Wealth management
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Nicole E

Series 63, Series 66

Irvine, CA

RBC Securities, Inc

Nicole Eguchi is a financial advisor at RBC Securities, Inc. with 10 years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at City National Securities, Inc., Unionbanc Investment Services, and Union Bank. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm offers financial planning, portfolio management, and ongoing reporting, with investment management delegated to an affiliated sub-advisor, RBC Rochdale.

Wealth management
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David B

CFA®, Series 63, Series 66

Irvine, CA

RBC Securities, Inc

David Bjorndal is a CFA® charterholder with 26 years of industry experience. He is currently with RBC Securities, Inc. and has previously worked at City National Securities, Inc., City National Rochdale, and Mcdonnell Investment Management LLC. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm delegates investment management to its affiliated sub-advisor, RBC Rochdale, and offers discretionary portfolio management supported by an integrated financial services group affiliated with a bank and related entities.

Wealth management
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Jenny S

Series 66

Irvine, CA

RBC Securities, Inc

Jenny Smyth is a financial advisor at RBC Securities, Inc. holding a Series 66 designation with five years of industry experience. She previously worked at City National Securities, Inc. and Comerica Bank, where she spent a combined 22 years. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm offers financial planning and portfolio management, integrating services within a broad financial group affiliated with banking and trust companies.

Wealth management
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Aleksandra C

Series 63, Series 66

Irvine, CA

RBC Securities, Inc

Aleksandra Carrillo is a financial advisor at RBC Securities, Inc. with one year of industry experience. She holds Series 63 and Series 66 designations and has previously worked at City National Securities, NYLIFE Securities LLC, and New York Life Insurance Company. Outside of finance, she has experience in sports management through a role at Newport Beach Tennis. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group affiliated with a bank, offering portfolio management, financial planning, and ongoing reporting to its clients.

Wealth management
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Armando F

Series 63, Series 65

Irvine, CA

RBC Securities, Inc

Armando Feighl is a financial advisor with RBC Securities, Inc. based in Laguna Niguel, CA, holding Series 63 and Series 65 licenses and with 19 years of industry experience. His prior roles include positions at City National Bank and UnionBanc Investment Services, with a long history at Union Bank of California. RBC Securities, Inc. offers wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program, leveraging an affiliated sub-advisor to manage portfolios using a range of investment vehicles. The firm operates as both an SEC-registered investment adviser and a FINRA broker-dealer and is integrated within a broader financial services group including banking, trust, and municipal advisory services.

Wealth management
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Marisha F

Series 63, Series 65, Series 66

Irvine, CA

RBC Securities, Inc

Marisha Fusco is a financial advisor with RBC Securities, Inc. in Irvine, CA, holding Series 63, 65, and 66 licenses and 14 years of industry experience. Her prior roles include positions at City National Securities, Merrill, PNC, and BBVA-related firms. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans, offering financial planning and portfolio management through a wrap-fee investment advisory program. The firm operates as both an SEC-registered investment adviser and a FINRA broker-dealer and is part of a broader financial services group affiliated with a bank parent and related entities.

Wealth management
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