Los Angeles, CA South Flower Street logo

Los Angeles, CA South Flower Street Office

Team
Updated today
RBC Securities, Inc. logo

RBC Securities, Inc.

Multi-team

Firm-wide stats for RBC Securities, Inc.

Total advisors

124

Across 33 offices

Clients per advisor

10 Very Low

Avg AUM per client

$918,022 High

HNW client ratio

26% Typical

About

RBC Securities, Inc. provides wealth management and brokerage services to individuals (including high‑net‑worth clients), trusts, estates, IRAs and retirement plans through its wrap‑fee investment advisory program. The firm is registered as both an SEC investment adviser and a FINRA broker‑dealer and delivers financial planning, portfolio management and ongoing reporting to program participants.

Investment management under the RBC Securities Investment Advisory Program is delegated to an affiliated sub‑advisor, RBC Rochdale, which constructs asset allocation strategies, implements portfolios with mutual funds, ETFs, SMAs and, where appropriate, individual securities, and documents objectives in an Investment Policy Statement. Accounts are managed on a discretionary, asset‑based fee basis (the firm does not offer fixed‑fee advisory mandates for the program) and use custodial and cash‑management features that include an affiliated bank sweep option and a government money‑market fund.

What distinguishes RBC Securities from many multi‑team advisers is its integration within a broad financial services group: it is affiliated with a bank parent and related entities that include a trust company, municipal advisory and pension consulting activities, broker‑dealer distribution services, and other trading businesses (including futures, swaps and commodity activity), which creates intercompany referral and fee‑sharing arrangements. The brochure discloses how those relationships are managed — for example, use of affiliated City National Rochdale funds with periodic fee rebates, an affiliated deposit sweep program, soft‑dollar and proprietary research arrangements, and related conflicts — and it also notes prior regulatory matters at the firm and a parent‑level legal event that led to a Department of Labor QPAM exemption.

Based on RBC Securities, Inc.

Expertise

Wealth management

Based on RBC Securities, Inc.

Location

525 South Flower Street

Los Angeles CA 90071

Advisors at this office

43

Advisors at this office

user avatar

Germon M

Series 66

Los Angeles, CA

RBC Securities, Inc

Germon Mosley is a financial advisor at RBC Securities, Inc. with eight years of industry experience. He holds the Series 66 designation and has previously worked at City National Securities, Inc., UnionBanc Investment Services LLC, Citigroup, and Union Bank. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm offers financial planning, portfolio management, and ongoing reporting, with investment management delegated to an affiliated sub-advisor that constructs and implements asset allocation strategies using mutual funds, ETFs, SMAs, and individual securities.

Wealth management
user avatar

Bryant S

CFP®, Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Bryant Saydah is a CFP®-certified financial advisor with over 30 years of industry experience. He is currently with RBC Securities, Inc. and has held prior roles at City National Securities, Inc. and JPMorgan Chase Bank. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group affiliated with a bank parent and related entities, offering clients access to diversified advisory and trading services.

Wealth management
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John B

CFA®, Series 66

Los Angeles, CA

RBC Securities, Inc

John Brouillard Jr. is a CFA® charterholder and holds a Series 66 license, with 15 years of industry experience. He is currently affiliated with RBC Securities, Inc. and has been with City National Securities, Inc. since 2015. Outside of his advisory role, he is involved with Summer Search, a charitable foundation, where he leads the planning committee for an annual golf and tennis fundraiser event. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates investment management services with a broad financial services group affiliated with a bank parent, offering financial planning, portfolio management, and ongoing reporting to its clients.

Wealth management
user avatar

Eric N

Series 66

Los Angeles, CA

RBC Securities, Inc

Eric Nomura is a financial advisor with RBC Securities, Inc. based in Los Angeles, CA, holding a Series 66 designation and bringing 10 years of industry experience. He previously worked at City National Securities, Inc. and UnionBanc Investment Services. RBC Securities, Inc. offers wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program, delivering financial planning, portfolio management, and ongoing reporting. The firm is affiliated with a broad financial services group including an affiliated sub-advisor, RBC Rochdale, which manages investment strategies and portfolio implementation.

Wealth management
user avatar

Margarita P

Series 63, Series 65

Los Angeles, CA

RBC Securities, Inc

Margarita Perez is a financial advisor with RBC Securities, Inc. in Long Beach, CA, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. She has previously worked at City National Securities, Inc., City National Securities, Cetera Advisor Networks LLC, and Financial Network Investment Corp. Outside of her advisory role, she is an assistant chef at a cooking school. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group affiliated with a bank, offering discretionary portfolio management and financial planning.

Wealth management
user avatar

Darlyn C

Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Darlyn Corrales is a financial advisor at RBC Securities, Inc. with seven years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at City National Securities, Inc., Wells Fargo Clearing Services LLC, and Wells Fargo Bank, NA. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm offers financial planning, portfolio management, and ongoing reporting, with investment management delegated to an affiliated sub-advisor that implements diversified asset allocation strategies.

Wealth management
user avatar

Kenneth T

Series 63, Series 65

Los Angeles, CA

RBC Securities, Inc

Kenneth Thompson is a financial advisor at RBC Securities, Inc. in Los Angeles, CA, holding Series 63 and Series 65 licenses with 37 years of industry experience. His prior roles include positions at City National Bank, TD Bank, N.A., Wilmington Trust Investment Advisors, Inc., and M&T Securities, Inc. He retired briefly in 2024 before returning to the industry. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm offers financial planning and portfolio management, with investment management delegated to RBC Rochdale, which implements asset allocation strategies using mutual funds, ETFs, and other securities.

Wealth management
user avatar

Gregg K

Series 63, Series 65, Series 66

Los Angeles, CA

RBC Securities, Inc

Gregg Koutouvidis is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding Series 63, Series 65, and Series 66 licenses and bringing 32 years of industry experience. His prior roles include positions at RBC Capital Markets, LLC and City National Bank. RBC Securities provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates portfolio management and financial planning with affiliated sub-advisory oversight and offers custodial and cash-management features within a broad financial services group structure.

Wealth management
user avatar

Rudy S

Series 66

Los Angeles, CA

RBC Securities, Inc

Rudy Sanchez is a financial advisor with RBC Securities, Inc. based in Los Angeles, CA, holding a Series 66 designation and having two years of industry experience. His prior roles include positions at City National Securities, Inc. and CITY NATIONAL BANK. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates a broad range of financial services, including affiliated portfolio management by RBC Rochdale, delivering financial planning, portfolio management, and ongoing reporting.

Wealth management
user avatar

Sara R

Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Sara Ritter is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has worked at City National Securities, Inc. since 2019 and previously at City National Bank from 2011 to 2019. Outside of her advisory role, Ritter owns and manages a residential rental property. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm uses a discretionary, asset-based fee model with portfolios managed by affiliated sub-advisor RBC Rochdale and is integrated within a broad financial services group including banking, trust, and pension consulting entities.

Wealth management
user avatar

Rudy Z

Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Rudy Zendejas is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. His prior work includes multiple roles at J.P. Morgan Securities and J.P. Morgan Chase Bank from 2016 to 2022, followed by a position at City National Securities. RBC Securities provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group, including affiliated banking, trust, and consulting activities.

Wealth management
user avatar

Kefira B

Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Kefira Bar Golani is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. Her career includes roles at City National Securities, Inc., Citigroup Global Markets Inc., and JP Morgan Securities LLC. Outside of her advisory work, she writes books and ghostwrites as a hobby and crochets accessories that she sometimes sells to friends. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates its advisory services with a broad financial services group affiliated with a bank parent, offering delegated investment management through an affiliated sub-advisor and a range of custodial and cash-management features.

Wealth management
user avatar

Matthew J

Series 66

Los Angeles, CA

RBC Securities, Inc

Matthew Jacobson is a financial advisor at RBC Securities, Inc. with one year of industry experience. He holds a Series 66 credential and has previously worked at Equitable Advisors, LLC, Tom James Company, and managed businesses including Matthew Real Estate Investment Services, Joshua J Fine Jewelry, and Leight Heist "Life Heist" Apparel. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm’s investment management is delegated to an affiliated sub-advisor that constructs and implements asset allocation strategies across various investment vehicles, offering discretionary portfolio management integrated within a broader financial services group.

Wealth management
user avatar

Taylor R

Series 66

Los Angeles, CA

RBC Securities, Inc

Taylor Richmond is a financial advisor with RBC Securities, Inc. based in Los Angeles, CA, holding a Series 66 designation and two years of industry experience. Prior to joining RBC, Richmond worked at City National Securities and CommonGood Securities, and manages an astrology consulting business called Astropolated Visions, LLC. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm’s investment management is delegated to RBC Rochdale, which constructs diversified portfolios and manages accounts on a discretionary, asset-based fee basis.

Wealth management
user avatar

Christopher H

Series 63, Series 65

Los Angeles, CA

RBC Securities, Inc

Christopher Hippisley Coxe is a financial advisor with RBC Securities, Inc. based in Los Angeles, CA. He holds Series 63 and Series 65 licenses and has 26 years of industry experience. Since 2014, he has been affiliated with City National Securities, Inc., a part of RBC Securities' multi-team structure. RBC Securities, Inc. offers wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates financial planning and portfolio management with the resources of a broader financial services group, including affiliated banking and trust services.

Wealth management
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