Los Angeles, CA Office

Team
Updated today
RBC Securities, Inc. logo

RBC Securities, Inc.

Multi-team

Firm-wide stats for RBC Securities, Inc.

Total advisors

125

Across 33 offices

Clients per advisor

10 Very Low

Avg AUM per client

$918,022 High

HNW client ratio

26% Typical

About

RBC Securities, Inc. provides wealth management and brokerage services to individuals (including high‑net‑worth clients), trusts, estates, IRAs and retirement plans through its wrap‑fee investment advisory program. The firm is registered as both an SEC investment adviser and a FINRA broker‑dealer and delivers financial planning, portfolio management and ongoing reporting to program participants.

Investment management under the RBC Securities Investment Advisory Program is delegated to an affiliated sub‑advisor, RBC Rochdale, which constructs asset allocation strategies, implements portfolios with mutual funds, ETFs, SMAs and, where appropriate, individual securities, and documents objectives in an Investment Policy Statement. Accounts are managed on a discretionary, asset‑based fee basis (the firm does not offer fixed‑fee advisory mandates for the program) and use custodial and cash‑management features that include an affiliated bank sweep option and a government money‑market fund.

What distinguishes RBC Securities from many multi‑team advisers is its integration within a broad financial services group: it is affiliated with a bank parent and related entities that include a trust company, municipal advisory and pension consulting activities, broker‑dealer distribution services, and other trading businesses (including futures, swaps and commodity activity), which creates intercompany referral and fee‑sharing arrangements. The brochure discloses how those relationships are managed — for example, use of affiliated City National Rochdale funds with periodic fee rebates, an affiliated deposit sweep program, soft‑dollar and proprietary research arrangements, and related conflicts — and it also notes prior regulatory matters at the firm and a parent‑level legal event that led to a Department of Labor QPAM exemption.

Based on RBC Securities, Inc.

Expertise

Wealth management

Based on RBC Securities, Inc.

Location

Los Angeles CA

Advisors at this office

5

Advisors at this office

user avatar

Nate E

CFP®, Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Nate Elisha is a CFP® with 10 years of industry experience, currently serving at RBC Securities, Inc. He has previously worked at City National Securities, JPMorgan Chase Bank, J.P. Morgan Securities, City National Bank, and Valic Financial Advisors. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm offers financial planning and portfolio management, with investment strategies implemented by its affiliated sub-advisor, RBC Rochdale, and is integrated within a broader financial services group affiliated with a bank parent and related entities.

Wealth management
user avatar

Michael C

Series 63, Series 65

Los Angeles, CA

RBC Securities, Inc

Michael Comorre is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has worked at City National Securities, Inc. and City National Bank since 2004. Outside of finance, he owns Comorre Nose Corp, a wine-selling business. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group affiliated with a bank parent, offering comprehensive financial planning and portfolio management.

Wealth management
user avatar

Michael C

CFP®, Series 63, Series 66

Los Angeles, CA

RBC Securities, Inc

Michael Cheatham is a CFP® professional based in Los Angeles, CA, affiliated with RBC Securities, Inc. He has 12 years of industry experience, including roles at City National Securities, Inc., Wells Fargo Clearing, WELLS FARGO Advisors, LLC, and Wells Fargo bank. His background includes nine years with City National Securities and extensive experience across multiple Wells Fargo entities. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates a broad range of financial services within its affiliated entities and delegates investment management to RBC Rochdale, employing diversified portfolio strategies implemented via mutual funds, ETFs, and SMAs.

Wealth management
user avatar

Gary F

Series 66

Los Angeles, CA

RBC Securities, Inc

Gary Friedle is a financial advisor with RBC Securities, Inc. in Los Angeles, CA, holding a Series 66 designation and five years of industry experience. His prior roles include positions at JPMorgan Chase Bank, J.P. Morgan Securities, and Equitable Advisors. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates investment management via an affiliated sub-advisor and operates within a broad financial services group affiliated with a bank parent and related entities.

Wealth management
user avatar

Zheng Nan X

CFP®, CFA®, Series 63, Series 65

Los Angeles, CA

RBC Securities, Inc

Zheng Nan Xu is a CFP® and CFA® credentialed financial advisor with eight years of industry experience. He currently works at RBC Securities, Inc. and has held prior roles at Cetera, East West Bank, HSBC Securities, Lincoln Financial Advisors, and Salem Partners Wealth Management, among others. Based in Los Angeles, CA, he supports clients through comprehensive wealth management services. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. The firm integrates portfolio management and financial planning with access to a broad financial services group affiliated with a bank and related entities.

Wealth management
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