RD Kelley Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,000,000
Clients
5
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$2,400,000
About
RD Kelley Financial Group is an independent advisory firm that provides ongoing discretionary portfolio management paired with financial planning, along with standalone advisory consulting. The firm serves individual and high‑net‑worth clients and manages roughly $12 million for a very small client roster.
The advisor produces written Dynamic Personal Life Planning reports, documents client volatility tolerance through a Client Volatility Assessment, and conducts regular reviews with at least quarterly plan reviews and monthly portfolio oversight. Investment selection is limited to a defined set of instruments — mutual funds, fixed income, real estate funds/REITs, insurance/annuities, ETFs (including precious‑metal ETFs), TIPS and commodities — and the firm employs a mix of analytical methods, including fundamental, quantitative, modern portfolio theory, technical/charting and cyclical analysis.
What distinguishes this firm from many peers is its billing model and scale: it does not charge percentage‑of‑assets fees and instead uses fixed‑fee and hourly consulting arrangements for clients, and it manages substantial assets for a very small number of clients. Other atypical features in the brochure include the absence of a formal, written Code of Ethics and the combination of discretionary management with a relatively broad set of trading and technical analysis techniques, including commodity and precious‑metals exposures.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
General tax planning
Fee options
Fixed fee for ongoing dual portfolio management and financial planning based on complexity of client needs; billed monthly in arrears but specific flat fee amounts are determined individually based on client situation.
Hourly fee for Advisory Consulting services at $250 per hour (negotiable).
Minimum fee: Minimum fee is $416.67 per month for ongoing dual money management and financial planning clients. Fees may be negotiable.
Main office location
RD Kelley Financial Group
Tucson AZ, United States
Number of offices
2
Most active in
RD Kelley Financial Group has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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