Red Oak investment Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Red Oak Investment Solutions LLC is registered as an investment adviser that lists individuals and high‑net‑worth individuals as its clients, but the brochure reports no discretionary or non‑discretionary assets under management and indicates the firm does not trade client accounts. The firm provides financial planning and related investment advice, delivered primarily as one‑time written plans.
The firm’s investment approach references modern portfolio theory and favors long‑term trading, with recommended investments generally limited to mutual funds, fixed‑income securities, real estate funds (including REITs), equities, ETFs, TIPS, and non‑U.S. securities. Plans are tailored to a client’s income, tax considerations, and risk tolerance, while the firm does not have investment discretion, custody of client assets, or ongoing trading responsibilities.
Notably for a firm in an investment‑manager category, Red Oak charges hourly financial planning fees rather than using percentage‑of‑AUM billing and does not accept performance‑based fees, a combination that is uncommon among peers. The firm also delivers a single financial plan with no ongoing reporting by default, does not select custodians, and reports receiving no third‑party economic benefits, which differentiates its operating model from many other registered investment managers.
Client services
Expertise
Fee options
$200 per hour
Main office
Kinston AL
Advisors at this office
1
Most active in
Alabama
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")