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Red Oak investment Solutions LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Red Oak Investment Solutions LLC is registered as an investment adviser that lists individuals and high‑net‑worth individuals as its clients, but the brochure reports no discretionary or non‑discretionary assets under management and indicates the firm does not trade client accounts. The firm provides financial planning and related investment advice, delivered primarily as one‑time written plans.
The firm’s investment approach references modern portfolio theory and favors long‑term trading, with recommended investments generally limited to mutual funds, fixed‑income securities, real estate funds (including REITs), equities, ETFs, TIPS, and non‑U.S. securities. Plans are tailored to a client’s income, tax considerations, and risk tolerance, while the firm does not have investment discretion, custody of client assets, or ongoing trading responsibilities.
Notably for a firm in an investment‑manager category, Red Oak charges hourly financial planning fees rather than using percentage‑of‑AUM billing and does not accept performance‑based fees, a combination that is uncommon among peers. The firm also delivers a single financial plan with no ongoing reporting by default, does not select custodians, and reports receiving no third‑party economic benefits, which differentiates its operating model from many other registered investment managers.
Client services
Financial planning
Expertise
College savings (529s, UTMA, etc.)
Fee options
$200 per hour
Main office location
Red Oak investment Solutions LLC
Kinston AL, United States
Number of offices
1
Most active in
Red Oak investment Solutions LLC has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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