Red Rock Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Red Rock Capital Management LLC is a small independent advisory firm that provides discretionary investment management and related advisory services to individuals, high-net-worth individuals, trusts, and estates. The firm manages portfolios across equities, exchange-traded funds, fixed income, and options under written investment management agreements.
The firm’s investment approach blends fundamental, technical, and quantitative analysis, using algorithmic scans to select and actively monitor a diversified portfolio of individual stocks and sector exposures. Trades are executed and accounts custodied through Interactive Brokers, and the strategy can include options for hedging and covered-call overlays, as well as short positions or shifts into higher‑grade fixed income during bearish conditions.
Distinctive features disclosed in the brochure include the firm’s willingness to enter into performance‑based fee arrangements with qualified clients that incorporate a loss carry‑forward (high‑water‑mark) provision—an arrangement that is uncommon for independent advisors of this size. The brochure also notes a recent termination of a solicitor relationship with a national referral program, reflecting atypical marketing or referral activity for a solo practitioner, and the firm emphasizes custodian‑handled fee invoicing rather than direct withdrawals.
Client services
Expertise
Fee options
$0 - $1,099,999: 2% annually (non-qualified clients) $1,100,000+: 1% annually (qualified clients)
15% of quarterly net realized and unrealized profits for qualified clients, subject to a high water mark.
Account minimum: $100,000 Fee-only: Annual asset-based fees of 2% for non-qualified clients and 1% for qualified clients, charged monthly in arrears.
Main office
Las Vegas NV
Advisors at this office
1
Most active in
Nevada
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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