Red SEVEN logo

Red SEVEN

Updated today

Client AUM

$99,332,000

Clients

254

Advisors

6

across 2 offices

About

RED Seven provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. Its services include retirement, tax and insurance planning, construction of model portfolios, ongoing portfolio monitoring, and advisory work for multi-employer retirement plans and wrap-fee platforms.

The firm tailors portfolios to individual goals, risk tolerance and time horizon, employing a mix of fundamental and technical analysis and both long- and short-term trading strategies, with at least quarterly account reviews. RED Seven generally manages accounts on a discretionary basis, uses third-party custodians (primarily recommending Goldman Sachs), and may place clients on third‑party manager platforms while using model portfolios and regular rebalancing.

Distinctive among peers, RED Seven discloses an affiliation with a pension consultant and relationships with accounting and tax-preparation professionals, including enrolled agents who provide tax services through an associated accounting group and devote substantial monthly hours to that activity. The firm also discloses a solicitor/referral agreement with a third‑party investment platform that provides ongoing referral compensation and notes its transition to SEC registration in 2026, all of which clients should consider when evaluating recommendations.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning Income planning General tax planning Real estate investing

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Fixed financial planning fee of $1,500 (standard rate, negotiable)

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%

Other

Account minimum: $250,000 (may be waived at advisor's discretion) Fee-only: Fixed fee of $1,500 for financial planning (negotiable)

Main office

See office

960 Canterbury Place Suite 380

Escondido CA 92025

Advisors at this office

5

Most active in

Arizona · Arkansas · California · Idaho · Montana · Texas

Also doing business as

Red Seven · Richardson Jr., John E

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Rosario S

Series 65

Escondido, CA

Red SEVEN

Rosario Scappaticci is a Series 65-licensed financial advisor at Red SEVEN with two years of industry experience. Prior to joining Red SEVEN, Rosario was a student for ten years. Red SEVEN provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm customizes portfolios based on individual goals, risk tolerance, and time horizon, employing a combination of fundamental and technical analysis with regular account reviews.

General retirement planning Income planning General tax planning Real estate investing
user avatar

Kristina A

Series 65

Laurel, MT

Red SEVEN

Kristina Allardice is a financial advisor at RED Seven with a Series 65 designation and one year of industry experience. Her prior roles include work at Skaja & Daniels and Turning Point. Outside of advising, she provides piano lessons and works as an independent contractor for Calvary Chapel Billings. RED Seven offers comprehensive financial planning and discretionary portfolio management for individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm customizes portfolios based on client goals and risk tolerance, utilizing both fundamental and technical analysis along with regular account reviews.

General retirement planning Income planning General tax planning Real estate investing
user avatar

Keith G

Series 63, Series 65

Escondido, CA

Red SEVEN

Keith Gunther is a financial advisor at RED Seven with Series 63 and Series 65 credentials and 40 years of industry experience. He has held prior roles at Legacy Investment Strategies, LLC, LPL Financial, LLC, and Crown Capital Securities, LP. Gunther is also involved in a tax preparation business connected to his financial services. RED Seven offers comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm utilizes a mix of fundamental and technical analysis and manages accounts primarily on a discretionary basis with regular portfolio reviews.

General retirement planning Income planning General tax planning Real estate investing
user avatar

John R

CFP®, Series 66

Escondido, CA

Red SEVEN

John Richardson Jr. is a CFP® and Series 66-licensed financial advisor with 23 years of industry experience. He has been with Red SEVEN since 2013 and previously worked at Total Wealth Management Inc., Cambridge Investment Research Advisors, Strongtower Financial, Capital Resource Management, and Commonwealth Financial Network. Red SEVEN offers comprehensive financial planning and discretionary portfolio management for individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm uses a combination of fundamental and technical analysis with both long- and short-term trading strategies, tailoring portfolios to clients’ goals, risk tolerance, and time horizon.

General retirement planning Income planning General tax planning Real estate investing
user avatar

Jerod F

CFP®, Series 63

Escondido, CA

Red SEVEN

Jerod Fenton is a CFP® with 20 years of industry experience and has been with Red SEVEN since 2013. His prior work includes roles at Total Wealth Management Inc., Cambridge Investment Research Advisors, Strongtower Financial, Inc., and Capital Resource Management, Inc. He holds independent licenses to sell insurance and annuity products through various companies. Red SEVEN provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm customizes portfolios based on client goals and employs a combination of fundamental and technical analysis with regular account reviews.

General retirement planning Income planning General tax planning Real estate investing
user avatar

Derek T

CFP®, Series 66

Escondido, CA

Red SEVEN

Derek Thomsen is a CFP® with eight years of industry experience. He is currently with Red SEVEN, where he has worked since 2026. Prior to that, he held roles at Legacy Investment Strategies, LLC, LPL Financial, and MGM Financial Group. Outside of his advisory work, he is involved in tax preparation and accounting through MGM Financial Group. Red SEVEN provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm customizes portfolios based on client goals and risk tolerance, employing both fundamental and technical analysis with regular account reviews.

General retirement planning Income planning General tax planning Real estate investing
View complete list of advisors at this firm
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)