Berwyn, PA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Red Spruce Capital, LLC
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About
Red Spruce Capital provides discretionary investment management and related advisory services to individuals (including high-net-worth clients), personal trusts, estates and corporations, and offers retirement-account rollover advice with acknowledgment of fiduciary duties under ERISA/IRC when applicable. The firm focuses on customized portfolio construction using individual securities, mutual funds and ETFs and does not place client assets into wrap fee programs or act as custodian.
The firm’s investment process emphasizes fundamental analysis and a generally long-term orientation, documented in individualized investment policy statements and targeted asset allocations. Red Spruce may nevertheless implement shorter-term trades for rebalancing or tactical purposes and uses tools such as cash hedges, options and margin or short-sale strategies when managing client exposures, all executed under discretionary authority.
Compared with peers, Red Spruce is notable for its willingness to use borrowing in separately managed accounts to manage timing and exposure, a practice that is less common among similar team firms and that increases complexity and risk. The advisory team of four manages roughly $257 million across about 143 client accounts, operates on a fee-only basis, and reports limited outside affiliations and no participation in soft-dollar programs.
Based on Red Spruce Capital, LLC
Expertise
Based on Red Spruce Capital, LLC
Location
1055 Westlakes Drive, Suite 300
Berwyn PA 19312
Advisors at this office
3
Advisors at this office
Amish D
Series 65
Berwyn, PA
Red Spruce Capital, LLC
Amish Desai is a financial advisor with Red Spruce Capital, LLC, holding a Series 65 designation and 15 years of industry experience. He has been with Red Spruce Capital since 2011. Red Spruce Capital provides discretionary investment management and advisory services to individuals, trusts, estates, and corporations, focusing on customized portfolios using individual securities, mutual funds, and ETFs. The firm employs a fundamental analysis approach with a long-term orientation and is notable for its use of borrowing strategies in separately managed accounts to manage timing and exposure.
Mark K
Series 63, Series 65
Berwyn, PA
Red Spruce Capital, LLC
Mark Kennedy is a financial advisor at Red Spruce Capital, LLC in Rose Valley, PA, with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Red Spruce Capital since 2012. Red Spruce Capital provides discretionary investment management and advisory services to individuals, personal trusts, estates, and corporations, including retirement-account rollover advice. The firm focuses on customized portfolio construction using individual securities, mutual funds, and ETFs, employing a fundamentally driven, generally long-term investment approach with the use of tactical strategies and borrowing to manage client exposures.
Mark V
Series 65
Berwyn, PA
Red Spruce Capital, LLC
Mark Vasquez is a Series 65-licensed financial advisor at Red Spruce Capital, LLC in Berwyn, PA, with 15 years of industry experience. He has been with Red Spruce Capital since 2011. Red Spruce Capital provides discretionary investment management and advisory services to individuals, personal trusts, estates, and corporations, focusing on customized portfolio construction with individual securities, mutual funds, and ETFs. The firm employs a fundamental, generally long-term investment approach with the use of strategies such as cash hedges, options, margin, and short sales under discretionary authority.
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