R
Red Tree Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,000,000
Clients
8
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
LowAverage account size
$125,000
About
Red Tree Investments provides fee-based investment advisory and portfolio management services to individuals and a range of institutional clients, including qualified retirement plans, trusts, charitable organizations, and local government entities. The firm operates as a single-advisor practice and also offers consulting engagements for institutional clients on non-investment business topics.
The adviser uses fundamental analysis and a long-term, value-oriented buy-and-hold approach, concentrating on U.S. equities, publicly traded REITs and ETFs while employing other securities to manage risk and diversification as needed. It generally manages client accounts on a discretionary basis and also works with plan sponsors and participants to develop investment policy statements, monitor options, and provide participant-level fiduciary advice under ERISA when engaged.
What is distinctive about the firm is its provision of pension consulting and municipal services — including the ability to serve in ERISA 3(38) or 3(21) roles and to provide participant fiduciary advice — despite being a very small, solo-practitioner advisory business. The firm also combines an institutional consulting practice and municipal training activity with referral arrangements involving a registered municipal advisor, an atypical mix of services for a firm of its size.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Retirement income strategy
Fee options
Up to $150,000 depending on scope for consulting services; up to $100,000 per year fixed fees for local government entities
$250 per hour, negotiable
Main office location
Red Tree Investments
Denton TX, United States
Number of offices
1
Most active in
Red Tree Investments has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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