Redwood Financial Advisors, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
Clients
9
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
LowAverage account size
$1,666,667
About
Redwood Financial Advisors, Inc. provides portfolio management, comprehensive financial and retirement planning, philanthropic planning, financial consulting and educational seminars to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, corporations and other professional advisors. The firm offers both comprehensive financial plans and one‑off consulting engagements to address clients’ specific goals and concerns.
RFA develops individualized strategies following an initial data‑gathering and review process and may manage accounts on either a discretionary or non‑discretionary basis, using asset allocation and a mix of fundamental, technical and market‑timing analysis. Recommended investments typically include stocks, bonds, mutual funds and ETFs, and implementation may involve long‑ and short‑term trades, margin activity and option writing.
A distinctive aspect of RFA is that it discloses arrangements to receive pre‑disclosed fees when clients invest in opportunities identified through its consulting work and may be reimbursed for related out‑of‑pocket expenses, reflecting engagements beyond standard advisory compensation. The firm also provides advisory services on investor‑designated portfolios it does not custody or manage on a negotiable fee basis and continues to offer philanthropic planning and public educational programs as part of its service mix.
Client services
Financial planning
Portfolio management
Expertise
General estate planning guidance
Fee options
Fixed fee amounts for specified financial planning work, payable half before start and half upon completion
$0 - $500,000: 1.5% $500,001 - $1,000,000: 1.0% $1,000,001+: 0.5%
$250-$500 per hour depending on service type and complexity; consulting fees $350-$500 per hour
Account minimum: $50,000 Fee-only: Fees for financial planning and consulting: $250-$500 per hour; fixed fee option available
Main office location
Redwood Financial Advisors, Inc
165 N. Redwood Dr., #170
San Rafael CA 94903, United States
Number of offices
1
Most active in
Redwood Financial Advisors, Inc has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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