A complete list of active advisors currently associated with Reg Capital Advisors

Warmer can help you find a great advisor at Reg Capital Advisors or one who fits your needs even better.

REG Capital Advisors is a small, state-registered investment adviser that primarily manages pooled and institutional assets on a discretionary basis and also provides portfolio management to individuals, IRAs, corporations and charitable organizations. Although many investment-manager firms focus largely on institutions or pooled vehicles, this firm also accepts individual clients across wealth levels, including both non‑high‑net‑worth and high‑net‑worth individuals. The firm follows a "Value Plus Favorable Change" approach, using fundamental, technical and cyclical analysis alongside proprietary research and direct company engagement to construct concentrated portfolios of smaller-cap companies. While the strategy is generally long-term, the adviser may employ short-term trading, short sales, inverse ETFs and limited options usage, with such tactics more commonly used in accounts subject to performance-based compensation. Noteworthy features include the availability of performance-based fee arrangements for legally qualified clients with contractual safeguards such as a cumulative high-water mark and stated policies to mitigate side‑by‑side management conflicts. As a single-advisor, modestly sized firm managing a concentrated set of small-cap positions, its active use of short selling and inverse ETFs and its blend of institutional and individual client relationships distinguish it from many peers.

To learn more about the advisors currently working at Reg Capital Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.