Reg Davis Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Reg Davis Investments, LLC provides investment supervisory services and consultation primarily to individual clients, managing portfolios that emphasize individual equities, exchange-traded funds and mutual funds. The firm offers ongoing asset management and may supplement advice with subscription-based electronic newsletters and special reports.
The firm uses technical, fundamental and economic analysis and pursues strategic and tactical asset allocation, including the use of long- and short-term positions and potential global diversification. Accounts are generally managed on a discretionary basis, reviewed quarterly, and the firm describes its approach with attention to common risks such as market, interest-rate, liquidity and currency risk.
A noteworthy feature is that the adviser is insurance-licensed yet states it operates as a fee-only firm and does not accept commissions or sell insurance products, a combination that is uncommon among peers. The brochure also notes the firm does not custody client assets and does not vote client proxies, instead relying on a recommended custodian to deliver account statements directly to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
0.25% to 2.0% annually
Account minimum: $5,000 Fee-only: Firm is strictly fee-only; no commissions or other compensation accepted.
Main office location
Reg Davis Investments, LLC
Grand Prairie TX, United States
Number of offices
1
Most active in
Reg Davis Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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