A complete list of active advisors currently associated with Regal Capital Management, Inc.
Warmer can help you find a great advisor at Regal Capital Management, Inc. or one who fits your needs even better.
The firm provides personalized investment advice, portfolio structuring, asset allocation, and financial planning services — including insurance-related planning — to individuals, high-net-worth clients, trusts and estates, as well as charitable organizations and pension or profit-sharing plans (including IRAs). It delivers both discretionary and non-discretionary portfolio management and prepares periodic performance and comparative reports for clients. The firm’s investment approach emphasizes traditional, long-term strategies grounded in asset allocation and risk tolerance, avoiding more exotic instruments like options or retail hedge funds, and employs research and software tools to monitor accounts at least annually. It also counsels clients on non-securities holdings such as real estate and insurance and performs agreed-upon administrative functions related to portfolio management. What distinguishes the firm from many peers is its routine work with institutional-style clients and plan sponsors — providing portfolio management and pension consulting services that are less common among independent advisers of similar size — alongside its work for charitable organizations. The firm’s principal is a licensed insurance agent who incorporates life, health, and fixed-annuity products into financial planning (with minimal commissions reported), and the firm operates primarily on a fee-only basis while encouraging third-party custodianship of client assets.
To learn more about the advisors currently working at Regal Capital Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Bedford, IN
| 24
|
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