Regatta Capital Group, LLC

Lee Clay is a financial advisor at Regatta Capital Group, LLC with seven years of industry experience. He holds a Series 65 designation and has been with Regatta Capital Group since 2018. Prior to that, he was self-employed for ten years. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and institutional investors. The firm employs a long-term, fundamental-analysis approach to portfolio construction and offers a range of services including wealth management, retirement plan advisory, estate-document generation, and digital-asset account facilitation.

Ellen Himmel is a financial advisor at Regatta Capital Group, LLC with 10 years of industry experience and holds a Series 65 designation. She has been with Regatta Capital Group since 2016 and has operated a tax preparation service as a sole proprietorship since 2007. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, pension plans, trusts, estates, and institutional investors. The firm employs a long-term, fundamental-analysis approach and offers a variety of wealth management, portfolio management, and financial planning services, including digital-asset account facilitation and private fund management.

Lindsey Diranian is a financial advisor with Regatta Capital Group, LLC in El Segundo, CA, holding a Series 66 designation and bringing 11 years of industry experience. She has worked at Regatta Capital Group since 2019 and previously held roles at Wells Fargo Clearing and Wells Fargo Advisors. Regatta Capital Group serves a diverse client base including individuals, high-net-worth clients, institutions, and charitable organizations, using a long-term, fundamental-analysis approach to construct diversified portfolios and offering a range of wealth management and financial planning services.

Lisa Margulies is a financial advisor with Regatta Capital Group, LLC in York, PA, holding Series 63 and Series 65 credentials and 15 years of industry experience. She has been with Regatta Capital Group since 2014. Outside of advising, she has authored books due to be published in 2015. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, institutional investors, and various entities. The firm employs a long-term, fundamental analysis approach, offering diversified portfolios, financial planning, and specialized services including private fund management and digital-asset account facilitation.

Nicholas Ozer is a CFP® and Series 66 licensed advisor with Regatta Capital Group, LLC, where he has worked for 11 years. He has 13 years of industry experience in financial advising. Regatta Capital Group is an SEC-registered firm serving individuals, high-net-worth clients, institutional investors, and various entities. The firm employs a long-term, fundamental-analysis approach to portfolio management, offering wealth management, financial planning, retirement plan advisory, and digital-asset account facilitation, alongside managing private pooled investment vehicles.

Benjamin Satterfield is a financial advisor at Regatta Capital Group, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Griffin Capital Securities, LLC for five years before joining Regatta Capital Group in 2020. Regatta Capital Group is an SEC-registered advisory firm that serves individual and high-net-worth clients, institutional investors, and a range of entities including pension plans and charitable organizations. The firm employs a long-term, fundamental analysis investment approach and offers services such as wealth management, retirement plan advisory, estate-document generation, and digital-asset account facilitation through a third party.

Britt Joyce is a CFA® charterholder with 11 years of industry experience. He has been with Regatta Capital Group, LLC since 2016 and previously worked at Manhattan West Asset Management, LLC and Pillar Pacific Capital Management LLC. Joyce is based in El Segundo, CA. Regatta Capital Group is an SEC-registered advisory firm serving a diverse client base that includes individuals, high-net-worth clients, institutional investors, and charitable organizations. The firm employs a long-term, fundamental-analysis approach, offering wealth management, portfolio management, financial planning, and services related to private pooled investment vehicles and digital-asset accounts.

John Mccormick is a CFP®-designated financial advisor at Regatta Capital Group, LLC with 12 years of industry experience. His prior roles include positions at EP Wealth Advisors, National Planning Corporation, and operating Mccormick Capital Management. Regatta Capital Group serves individual and high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and institutional investors. The firm uses a long-term, fundamental-analysis approach to portfolio construction, managing diversified portfolios that include low-cost mutual funds, ETFs, individual stocks, and bonds, and also acts as a private fund sponsor with performance-based compensation structures.

Joshua Miller is an advisor at Regatta Capital Group, LLC, holding Series 65 and Series 66 licenses. He joined the firm in 2026 and has prior experience in the entertainment industry, including roles at Ventura Canyon Productions and Amazon Studios. Outside of financial advising, he has been involved with production companies since 2016. Regatta Capital Group serves a diverse clientele including individuals, institutions, and private funds, employing a long-term, fundamental-analysis investment approach with a focus on diversified portfolios and offering services such as comprehensive financial planning and digital-asset account facilitation.

Chloe Barnett is a CFP®-certified financial advisor with six years of industry experience. She currently works at Regatta Capital Group, LLC, where she has been since 2021. Prior to joining Regatta, she held positions at Fidelity Investments, Freeman Mathis and Gary LLP, Redfin, and Luther Burbank Savings. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, pension plans, trusts, estates, charitable organizations, corporations, and institutional investors. The firm employs a long-term, fundamental-analysis approach to construct diversified portfolios focused on low-cost mutual funds and ETFs, supplemented with individual securities as appropriate, and also manages private pooled investment vehicles and digital-asset accounts.

Erika Jenkins is a financial advisor at Regatta Capital Group, LLC with five years of industry experience. She has held her current position since 2017 and previously worked at The Art of Management LLC for two years. Jenkins holds a Series 65 designation. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and institutional investors. The firm employs a long-term, fundamental-analysis approach with diversified portfolios of low-cost mutual funds and ETFs, supplemented by individual stocks and bonds, and offers a range of services including wealth management, financial planning, retirement plan advisory, and digital-asset account facilitation.

Russell Mohberg is a CFP®-credentialed financial advisor at Regatta Capital Group, LLC with 19 years of industry experience. He has been with Regatta Capital since 2007. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, institutions, and charitable organizations. The firm employs a long-term, fundamental analysis approach to portfolio construction, offering wealth management, financial planning, retirement plan advisory, and digital-asset account services across multiple offices.

Spencer Kelly is a financial advisor at Regatta Capital Group, LLC with 18 years of industry experience. He holds Series 63 and Series 66 designations and has been with Regatta Capital Group since 2008. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, institutions, and various trust and estate entities. The firm employs a long-term, fundamental analysis approach to portfolio construction, offering services including wealth management, retirement plan advisory, and digital-asset account facilitation.

Grant Nabell is a financial advisor at Regatta Capital Group, LLC with a Series 65 credential and three years of industry experience. He has worked at Regatta Capital Group since 2021 and previously spent six years with J. White and Associates. Regatta Capital Group is an SEC-registered advisory firm serving individual and high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and institutional investors. The firm employs a long-term, fundamental analysis approach, constructing diversified portfolios of low-cost mutual funds and ETFs supplemented by individual securities, and offers additional services including retirement plan advisory, estate document generation, and digital-asset account facilitation.