A complete list of active advisors currently associated with Regatta Financial LLC

Warmer can help you find a great advisor at Regatta Financial LLC or one who fits your needs even better.

Regatta Financial LLC provides discretionary asset management along with financial planning and consulting services to individuals and business entities. The firm documents client goals and risk tolerances, permits client-imposed investment restrictions, and offers targeted consultation on topics such as retirement strategy, cash flow, tax-reduction measures, and estate preservation. Portfolios are constructed and monitored to align with each client’s stated objectives and time horizons using methods that include technical analysis, charting, and Modern Portfolio Theory, with accounts reviewed at least quarterly and discretionary trading authority granted under the investment agreement. Financial planning can be delivered as a full plan or as consultation on individual topics, with updates available as client circumstances change. Notably, the firm’s brochure discloses client-facing consulting and retirement-planning work that overlaps with pension-consulting services, and it offers financial planning on hourly or fixed-fee bases in addition to asset-based management—features that are uncommon among peers in this category. The brochure also discloses that the firm’s principal maintains outside businesses as an insurance agent and a medical sales professional and describes related conflict disclosures and mitigation procedures.

To learn more about the advisors currently working at Regatta Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
John Lewis	Gaithersburg, MD	23

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