Bainbridge Island, WA Office

Regency Capital Management provides discretionary investment management and wealth management services to individuals, trusts, retirement plans (including ERISA-covered plans), and taxable and tax-exempt institutions, generally seeking clients with approximately $1 million or more in investable assets. The firm manages assets on a separate-account basis, serves as investment manager to a private pooled investment vehicle, and offers consulting and family governance support in addition to portfolio management.

The firm implements both model and bespoke strategies on a discretionary basis, combining fundamental analysis with quantitative tools to guide asset allocation and security selection, and offers ETF-based versions of its models while permitting reasonable client trade restrictions. Advisers formally review accounts at least monthly, provide quarterly reporting, and promote comprehensive financial planning and consulting tailored to client objectives.

Notably, the firm’s client mix and activities are atypical for similarly sized peers: it advises and serves pooled investment vehicles and a private fund and reports institutional clients that include other investment advisers, a sovereign wealth entity, banks or thrifts, insurance companies, and state or municipal clients. The advisory operation is comparatively small and concentrated, relying on the firm’s founder as the sole investment decision-maker, which the brochure identifies as a key-person consideration.