A complete list of active advisors currently associated with Regency Investment Advisors Inc

Warmer can help you find a great advisor at Regency Investment Advisors Inc or one who fits your needs even better.

Regency Investment Advisors serves individuals (including high‑net‑worth clients), trusts, pension and profit‑sharing plans, charitable organizations, and corporations, providing discretionary and non‑discretionary investment supervisory/portfolio management, financial planning, and other portfolio management services such as held‑away account oversight. The firm also provides retirement plan advisory services and may recommend stable value Collective Investment Trusts as a low‑risk money‑market alternative for qualified plans. The firm’s investment process emphasizes asset allocation across mutual funds, ETFs, fixed income, real assets and alternatives, using fundamental, technical and qualitative analysis, periodic rebalancing, and tactical adjustments when warranted. Regency relies on third‑party model portfolios and technology support (notably BlackRock and 55IP) and predominantly implements strategies with no‑load mutual funds and iShares ETFs. Regency manages over $1 billion in client assets and uses third‑party platforms such as Pontera Solutions to review and rebalance held‑away accounts while avoiding custody, a practice that distinguishes its operational approach. The ADV discloses material conflicts of interest tied to receipt of research, models, and other services from BlackRock and 55IP, notes the firm has no affiliates, and describes participation in educational conferences and events made available through custodians.

To learn more about the advisors currently working at Regency Investment Advisors Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.