A complete list of active advisors currently associated with Regency Wealth Management

Warmer can help you find a great advisor at Regency Wealth Management or one who fits your needs even better.

Regency Wealth Management is a fee‑only, SEC‑registered investment adviser that serves individuals (including high‑net‑worth clients), retirement plans, trusts, foundations and charitable organizations, typically working with clients who have investible assets above $1 million. The firm provides wealth management, portfolio management, financial planning and retirement plan consulting, managing the majority of client assets on a discretionary basis. Regency develops individualized investment policy statements through in‑depth client interviews and uses both fundamental and technical analysis to construct portfolios that emphasize long‑term holdings while permitting shorter‑term trades and option strategies when appropriate. It also provides written financial plans with online access and leverages third‑party aggregation/held‑away account software to incorporate clients’ external retirement and education accounts into its advice. Noteworthy differences from many peers include the firm’s public presentation of third‑party ratings and its disclosure practices (the brochure lists its CRD number and directs clients to a disclosures page on its website), along with the use of outside vendors such as Chicago Clearing Corporation to monitor class‑action claims and Fidelity’s FCCS platform for custody and operational support. Regency operates with a mid‑sized advisory team and reports approximately $642.6 million in regulatory assets under management, the bulk of which is managed discretionary.

To learn more about the advisors currently working at Regency Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.