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Regent Wealth Management, Inc.

Updated today

Client assets under management

$75,722,972

Clients

83

29% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

21

Low

Average account size

$912,325

About

Regent Wealth Management provides discretionary investment management and advisory services to individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm manages roughly $75.7 million in client assets and also offers employee benefit plan consulting and ongoing portfolio supervision.

Regent’s process combines third‑party research and corporate filings with portfolio construction across a broad set of instruments, including listed equities, bonds, mutual funds, ETFs, options, real estate and energy interests, and the use of margin and short‑selling where appropriate. Clients receive quarterly account reviews and the firm coordinates planning matters (tax, estate, insurance) with a client’s other professional advisors at no additional charge.

The brochure discloses a few institutional relationships that are uncommon for similar team firms — including reported work with other advisers, state or municipal entities, banks, insurance companies, and a sovereign wealth fund — and a principal’s role as a licensed insurance agent who may implement insurance product transactions. The firm also has ownership links to separate CPA practices and at least one principal serves as trustee for a client trust, which are notable governance and affiliation features relative to peers.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies Concentrated stock management

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Fee options

Percentage

$0 - $300,000: 1.75% annually $300,001 - $1,000,000: 1.25% annually $1,000,001 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.80% annually $5,000,001+: 0.65% annually

Other

Account minimum: $300,000

Main office location

Regent Wealth Management, Inc.

9242 S. Sheridan Rd., Suite D

Tulsa OK 74133, United States

Number of offices

2

Most active in

Arkansas · Oklahoma · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Harvey L

Series 65

Tulsa, OK

Regent Wealth Management, Inc.

Harvey Little is a financial advisor at Regent Wealth Management, Inc. in Tulsa, OK, with 25 years of industry experience. He holds a Series 65 designation and has been with Regent Wealth Management since 2009. In addition to his advisory role, he is a shareholder and full-time employee at Bryan & Little CPA's P.C., a certified public accounting firm he has been involved with since 1976. Regent Wealth Management provides discretionary investment management and advisory services to a diverse client base, including individuals, qualified retirement plans, trusts, charitable organizations, and various institutional clients. The firm employs a wide range of investment strategies and offers retirement, estate, and tax planning services coordinated with clients’ other professional advisors.

Options & derivatives strategies Concentrated stock management
user avatar

Thad K

Series 65

Tulsa, OK

Regent Wealth Management, Inc.

Thad Kent is a financial advisor with Regent Wealth Management, Inc. in Tulsa, OK, holding a Series 65 designation and 25 years of industry experience. He has been with Regent Wealth Management since 2009 and also maintains a long-term role at Bryan and Little CPA's PC, a certified public accounting firm. Regent Wealth Management provides discretionary investment management and advisory services to a diverse client base including individuals, qualified retirement plans, trusts, charitable organizations, and various institutional clients. The firm employs a wide range of investment strategies and offers retirement, estate, and tax planning assistance, coordinating with clients’ other professional advisors.

Options & derivatives strategies Concentrated stock management
user avatar

William S

Series 63, Series 65

Tulsa, OK

Regent Wealth Management, Inc.

William Stitt is a financial advisor at Regent Wealth Management, Inc. in Tulsa, Oklahoma, with 26 years of industry experience. He has been with Regent Wealth Management since 2009 and holds the Series 63 and Series 65 designations. Outside of his advisory role, he operates a small insurance sales business. Regent Wealth Management provides discretionary investment management and related advisory services to a diverse client base, including individuals, qualified retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm manages approximately $69.5 million in assets and is notable for serving several institutional and non-typical client types while offering a broad range of investment strategies and complimentary retirement, estate, and tax planning services.

Options & derivatives strategies Concentrated stock management
user avatar

Mark S

Series 65

Tulsa, OK

Regent Wealth Management, Inc.

Mark Springer is a financial advisor with Regent Wealth Management, Inc. in Tulsa, OK, holding a Series 65 credential and 26 years of industry experience. He has been with Regent Wealth Management since 2009 and also owns M. Springer & Company, PC, a CPA firm where he devotes a significant portion of his time. Regent Wealth Management provides discretionary investment management and advisory services to individuals, qualified retirement plans, trusts, charitable organizations, corporations, and small businesses, managing approximately $69.5 million in client assets. The firm serves a diverse client base, including several institutional and non-typical clients, and offers a range of investment strategies from long-term buy-and-hold to active trading.

Options & derivatives strategies Concentrated stock management
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