Regent Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Regent Wealth Management provides discretionary investment management and advisory services to individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm manages roughly $75.7 million in client assets and also offers employee benefit plan consulting and ongoing portfolio supervision.
Regent’s process combines third‑party research and corporate filings with portfolio construction across a broad set of instruments, including listed equities, bonds, mutual funds, ETFs, options, real estate and energy interests, and the use of margin and short‑selling where appropriate. Clients receive quarterly account reviews and the firm coordinates planning matters (tax, estate, insurance) with a client’s other professional advisors at no additional charge.
The brochure discloses a few institutional relationships that are uncommon for similar team firms — including reported work with other advisers, state or municipal entities, banks, insurance companies, and a sovereign wealth fund — and a principal’s role as a licensed insurance agent who may implement insurance product transactions. The firm also has ownership links to separate CPA practices and at least one principal serves as trustee for a client trust, which are notable governance and affiliation features relative to peers.
Client services
Expertise
Fee options
$0 - $300,000: 1.75% annually $300,001 - $1,000,000: 1.25% annually $1,000,001 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.80% annually $5,000,001+: 0.65% annually
Account minimum: $300,000
Main office
9242 S. Sheridan Rd., Suite D
Tulsa OK 74133
Advisors at this office
4
Most active in
Arkansas · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Harvey L
Series 65
Tulsa, OK
Regent Wealth Management, Inc.
Harvey Little is a financial advisor at Regent Wealth Management, Inc. in Tulsa, OK, with 25 years of industry experience. He holds a Series 65 designation and has been with Regent Wealth Management since 2009. In addition to his advisory role, he is a shareholder and full-time employee at Bryan & Little CPA's P.C., a certified public accounting firm he has been involved with since 1976. Regent Wealth Management provides discretionary investment management and advisory services to a diverse client base, including individuals, qualified retirement plans, trusts, charitable organizations, and various institutional clients. The firm employs a wide range of investment strategies and offers retirement, estate, and tax planning services coordinated with clients’ other professional advisors.
Thad K
Series 65
Tulsa, OK
Regent Wealth Management, Inc.
Thad Kent is a financial advisor with Regent Wealth Management, Inc. in Tulsa, OK, holding a Series 65 designation and 25 years of industry experience. He has been with Regent Wealth Management since 2009 and also maintains a long-term role at Bryan and Little CPA's PC, a certified public accounting firm. Regent Wealth Management provides discretionary investment management and advisory services to a diverse client base including individuals, qualified retirement plans, trusts, charitable organizations, and various institutional clients. The firm employs a wide range of investment strategies and offers retirement, estate, and tax planning assistance, coordinating with clients’ other professional advisors.
William S
Series 63, Series 65
Tulsa, OK
Regent Wealth Management, Inc.
William Stitt is a financial advisor at Regent Wealth Management, Inc. in Tulsa, Oklahoma, with 26 years of industry experience. He has been with Regent Wealth Management since 2009 and holds the Series 63 and Series 65 designations. Outside of his advisory role, he operates a small insurance sales business. Regent Wealth Management provides discretionary investment management and related advisory services to a diverse client base, including individuals, qualified retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm manages approximately $69.5 million in assets and is notable for serving several institutional and non-typical client types while offering a broad range of investment strategies and complimentary retirement, estate, and tax planning services.
Mark S
Series 65
Tulsa, OK
Regent Wealth Management, Inc.
Mark Springer is a financial advisor at Regent Wealth Management, Inc. in Tulsa, OK, with 26 years of industry experience. He holds a Series 65 designation and has worked at Regent Wealth Management since 2009. In addition to his advisory work, he owns and operates M. Springer & Company, PC, a CPA firm primarily focused on accounting services. Regent Wealth Management provides discretionary investment management and advisory services to individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm integrates third-party research with portfolio construction across a wide range of instruments and offers coordinated planning services with other professional advisors.
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