A complete list of active advisors currently associated with Regents Wealth Management, LLC
Warmer can help you find a great advisor at Regents Wealth Management, LLC or one who fits your needs even better.
Regents Wealth Management, LLC is a state-registered investment adviser that intends to provide non‑discretionary retirement income planning, financial planning, and complementary asset management to individuals, families, and closely held businesses. Advisory services are provided on an asset‑based fee basis and implementation may include mutual funds, exchange‑traded funds (ETFs), or insurance products implemented outside the advisory relationship. The firm emphasizes tailored, income‑focused portfolio construction and retirement distribution planning, including Social Security timing, tax‑aware withdrawal sequencing, and longevity risk analysis, and generally implements recommendations using mutual funds and ETFs rather than individual stock trading or speculative strategies. Regents provides non‑discretionary recommendations only; clients retain final decision authority and the firm does not execute trades without client approval or engage in margin, options, or market‑timing strategies. Compared with many investment‑manager firms that primarily serve pooled or institutional vehicles, Regents is notable for positioning itself to work directly with individual and family clients and for concentrating on detailed retirement income mechanics rather than discretionary asset management. The firm is newly formed and reported no assets under management as of March 3, 2026, and its managing member is separately licensed as an insurance producer, so insurance recommendations (including annuities) are implemented outside the advisory relationship and disclosed as a potential conflict of interest.
To learn more about the advisors currently working at Regents Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Delaware, OH
| 14
|
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