A complete list of active advisors currently associated with RegFi USA, LLC
Warmer can help you find a great advisor at RegFi USA, LLC or one who fits your needs even better.
RegFi USA is a registered investment adviser that serves individual investors (including high-net-worth individuals), personal trusts, and individual retirement accounts through a platform-based, discretionary service; it delivers onboarding, suitability assessment, trade execution, and reporting exclusively online and does not provide in-person or telephone advice. The firm is newly formed and operates with a very small client base and no active advisors registered with the SEC. The firm’s investment approach is a fully automated, strategy-limited yield service built around long box spreads on the S&P 500 index, paired with short-duration U.S. Treasury instruments or Treasury ETFs for cash management; taxable accounts that meet suitability standards may run a leveraged version while retirement and ineligible accounts run unlevered. Trades are entered, rolled, and exited according to pre-defined rules and are typically intended to be held to expiration, and the brochure highlights Section 1256 tax and margin risks that affect taxable, leveraged accounts. Notable operational features include reliance on the Internet Adviser Exemption for online-only delivery, a written paid referral/endorsement arrangement with an unaffiliated broker-dealer that also helps arrange pre‑approved block fills, and the existence of performance-based fee relationships for certain clients. The firm directs all custody and execution to a single qualified custodian, Interactive Brokers, and maintains narrowly defined discretionary authority limited to the long-box-spread yield strategy rather than broader financial-planning or multi-strategy portfolio management.
To learn more about the advisors currently working at RegFi USA, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Miami, FL
| 0
| |
Miami, FL
| 5
|
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