Regista Financial Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$12,867,437
Clients
36
Advisors
2
of 2 employees
About
The firm provides investment management, financial planning (both ongoing and project-based), and retirement plan consulting to individual clients — including high‑net‑worth households — as well as to employer plan sponsors. It offers discretionary portfolio management and coordinates with third‑party professionals when clients require additional legal, tax, or insurance expertise.
The firm’s investment approach begins with asset‑allocation and Modern Portfolio Theory principles and blends passive and active strategies alongside fundamental, technical, and cyclical analysis to align portfolios with client goals and risk tolerances. Portfolios may be implemented through outside managers and via institutional platforms (including Betterment for Advisors and Schwab), using both pre‑built models and firm‑developed custom allocations, with regular reviews and the ability to impose client restrictions.
Noteworthy in the brochure is the firm’s explicit incorporation of alternative investments as an available strategy and its combined use of an automated advisor platform with bespoke portfolio construction — a mix less common among similarly sized advisers. The advisory team includes credentialed specialists (a CFP® professional and a CDFA®‑credentialed practitioner who provides divorce financial planning on a contract basis) and also offers ERISA‑style retirement plan consulting, giving the firm a broader service set than many peers.
Client services
Expertise
Occupation focus
Fee options
Project-based financial planning fixed fee ranges from $1,000 to $10,000.
$0 - $500,000: 1.50% $500,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$250 per hour for project-based financial planning.
Ongoing financial planning fees are fixed monthly fees ranging from $250 to $500 per month.
Minimum fee: Initial financial planning fee: minimum $1,500, maximum $10,000; monthly ongoing financial planning fee: $250 to $500 per month. Fee-only: Financial planning fees include initial fee minimum $1,500 up to $10,000 and ongoing fixed fees $250 to $500 per month; project-based planning fixed fees $1,000 to $10,000 or hourly fee $250/hour.
Main office
Denver CO
Advisors at this office
2
Most active in
Colorado · Florida · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Akram H
Series 66
Denver, CO
Regista Financial Strategies, LLC
Akram Hassan is a financial advisor at Regista Financial Strategies, LLC in Denver, CO, holding a Series 66 designation with seven years of industry experience. He previously worked at Edward Jones for five years and has additional experience at Synergy BIS and DeWolff Boberg & Associates. Regista Financial Strategies provides investment management, financial planning, and retirement plan consulting to individual clients, including high-net-worth households, and employer plan sponsors. The firm combines asset-allocation and Modern Portfolio Theory principles with both passive and active strategies, utilizing institutional platforms and custom portfolio construction, alongside the option of alternative investments.
Nichole G
CFP®
Denver, CO
Regista Financial Strategies, LLC
Nichole Graham is a CFP® professional with one year of experience, currently serving as a financial advisor at Regista Financial Strategies, LLC. She has prior experience with Fonte Financial Advisors and Wellspring Divorce Advisors, where she also provides divorce financial planning services on an hourly contract basis as an independent contractor. Regista Financial Strategies serves individual and high-net-worth clients as well as employer-sponsored retirement plans, offering discretionary investment management and financial planning with a fee-only structure. The firm uses a combination of Betterment for Advisors, outside managers, and custom models, and provides services that include cash flow, tax, estate, insurance, and business transition planning.
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