Reshape Wealth

Reshape serves individual and high-net-worth clients as well as employer-sponsored retirement plans, offering discretionary and non-discretionary portfolio management, financial planning, retirement plan consulting, third‑party manager selection, and recommendations for direct participation and other alternative investments. The firm also provides consulting on plan design and serves in both ERISA 3(21) and 3(38) roles for certain plans.

The firm takes a client‑specific approach, using a range of analytical methods (fundamental, technical, top‑down and bottom‑up) and, where appropriate, engaging subadvisors and third‑party managers to implement strategies. Reshape also manages held‑away accounts (such as 401(k) assets) in an integrated manner using an order‑management platform provided by Pontera Solutions to reconcile and monitor assets across custodians.

Reshape is notable as a solo practitioner model within its supported‑firm category, a staffing structure that is less common among peers and that the firm pairs with external managers and technology to scale services. The brochure discloses a small‑firm profile with relatively recent registration and also highlights uncommon business practices for the category — use of endorsements in advertising, promoter/referral arrangements, and that representatives may act as insurance agents — all of which the firm discloses and describes in its conflict‑management practices.