Resnn Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Resnn Investments is an independent registered investment adviser that provides discretionary portfolio management and financial planning through separately managed accounts to both individual (including Qualified Investors) and institutional clients. As of December 31, 2025 the firm reported approximately $3.71 million in assets under management for a very small client roster and may tailor accounts to include private equity investments.
The firm pursues a growth-oriented, tactical approach that combines fundamental, technical, quantitative and qualitative analysis to seek capital appreciation and momentum-based opportunities across individual equities, mutual funds and ETFs. To manage risk and pursue returns, the adviser may shift allocations among equities, cash, fixed income, commodities and alternative instruments and can employ strategies such as leverage, leveraged ETFs, short selling and frequent trading when deemed appropriate.
What distinguishes the firm from many peers is its use of performance-based compensation arrangements for eligible Qualified Investors — structured with high-water-mark and loss carryforward provisions — a feature that is uncommon among independent advisers. The firm also tends to work with a small number of larger or accredited/qualified clients and institutional accounts, and it may request investor status documentation when considering performance-fee arrangements or access to certain private investments.
Client services
Expertise
Fee options
under $1,100,000.00+: 1.5% annually (assessed quarterly) $1,100,000.00 and above+: 1.2% annually (assessed quarterly) if no performance fee $1,100,000.00 and above+: 0.6% annually (assessed quarterly) with 12% performance fee $1,100,000.00 and above+: 0% management fee with 24% performance fee
Performance fees of 12% or 24% assessed quarterly on capital gains above high-water mark for Qualified Investors with AUM above $1,100,000.
Account minimum: $10,000 Fee-only: One-time financial planning fees vary based on complexity and client circumstances, agreed upon in advance, refundable within 30 days if dissatisfied.
Main office
Highlands Ranch CO
Advisors at this office
1
Most active in
Colorado
Also doing business as
Mauro, Randall Steven · Resnn Investments · Resnn Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)