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Resolve Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,309,868
Clients
19
32% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$911,046
About
Resolve Financial, LLC is a small independent advisory firm that provides portfolio management and financial planning services to individuals, estates, retirement plans and trusts. Portfolio management is delivered through a third‑party platform that handles account administration, trade execution and reporting, while financial planning is offered on an hourly basis.
The firm’s investment approach relies on Modern Portfolio Theory and an efficient‑market orientation, with portfolios constructed to capture broad market returns and factor exposures (including emphasis on stocks, small‑company and value factors) using institutional no‑load mutual funds, ETFs and global diversification. Portfolios are periodically reviewed and can be rebalanced automatically on a quarterly basis to maintain target allocations aligned with clients’ risk profiles and investment plans.
Distinctive features include managing virtually all assets on a non‑discretionary basis, a practice that is uncommon among independent advisors of this type, and implementing portfolios via a bundled or unbundled third‑party program that uses Dimensional sub‑advised funds. The firm operates as a solo practitioner with a small client base and does not accept proxy‑voting authority; it also maintains insurance licensure that can create conflicts of interest when insurance products are recommended.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Income planning
Fee options
$0 - $1,500,000: 0.75% annually $1,500,000+: 0.50% annually
Commissions from insurance sales when implementing insurance recommendations
$200 per hour for financial planning services
Account minimum: $50,000 Fee-only: Financial planning services at $200 per hour
Main office location
Resolve Financial, LLC
Walnut Creek CA, United States
Number of offices
1
Most active in
Resolve Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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