Retegy LLC

Retegy provides discretionary asset management and comprehensive financial planning to individual and high-net-worth clients, delivering ongoing portfolio monitoring, retirement, tax, estate, and business succession planning. The firm also offers consulting on specific needs such as college funding, divorce planning, and insurance reviews as part of its planning services.

The firm’s investment process incorporates multiple methods of analysis (including fundamental, technical, charting, and cyclical approaches) and may use a wide range of instruments such as stocks, bonds, ETFs, options, variable annuities, and insurance subaccounts. Retegy routinely uses a third‑party sub-advisor to manage all or a portion of client assets, serving as the liaison that monitors sub-advisor performance, administers account paperwork, and retains discretion to change managers when appropriate; legacy co‑provider arrangements with the sub‑advisor remain in place for some accounts.

Compared with many peers, Retegy regularly holds public seminars and workshops on investment topics that are educational in nature and free to attend, an offering that is uncommon among similar independent advisors. The firm is small and owner‑managed, with roughly $8 million in assets under management and a limited client roster, and the principal maintains professional credentials (including CFP and tax credentials), outside professional employment, and an online continuing‑education activity — details that inform how the firm staffs and structures portfolio monitoring and client services.