Retirement Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Retirement Financial Group, LLC provides investment advisory and consulting services to individuals, pension and profit‑sharing plans and their participants, trusts, estates, charitable organizations, corporations, and other business entities; the firm generally requires $250,000 to establish an advisory relationship but may waive that minimum. Services described in the brochure include cash flow, retirement, tax, insurance and estate analyses, education savings planning, portfolio analysis and investment planning, discretionary portfolio management, and rollover guidance.
RFG typically implements client portfolios using model portfolios developed and managed by third‑party sub‑advisers, with the sub‑advisers handling research, security selection, trading and billing while RFG supervises asset allocation, rebalancing and ongoing client communication. Investment vehicles disclosed in the brochure include mutual funds, ETFs, corporate and municipal debt, structured notes, and direct indexing strategies, and accounts are reviewed at least annually.
The firm is affiliated with licensed insurance agencies (Erik Morgan, LLC and Clark Shofner, Sole Proprietorship) and notes that associated persons are licensed insurance agents who may earn commission-based compensation for insurance sales, a dual‑compensation arrangement the brochure identifies as a potential conflict of interest. The brochure also discloses receipt of forgivable loans from field marketing organizations related to insurance distribution, and states clients are not required to purchase insurance from the firm’s affiliates while describing policies intended to address these conflicts.
Client services
Expertise
Fee options
Up to 1.50% annually
Up to $500 per hour (negotiable)
Account minimum: $250,000
Main office
1090 Longfellow Dr.
Beaumont TX 77706
Advisors at this office
4
Most active in
Louisiana · Texas
Also doing business as
Retirement Financial Group, LLC · Serae Wealth Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Erik M
Series 65
Beaumont, TX
Retirement Financial Group, LLC
Erik Morgan is a financial advisor at Retirement Financial Group, LLC with eight years of industry experience. He holds a Series 65 credential and previously worked at AE Wealth Management, LLC. Outside of his advisory role, he co-owns a direct sales skin care business with his spouse. Retirement Financial Group, LLC provides investment advisory and consulting services to individuals, retirement plans, trusts, and other entities. The firm typically uses model portfolios managed by third-party sub-advisers and offers a range of services including retirement, tax, insurance, and estate analyses, portfolio management, and rollover guidance.
Katelynn R
Series 65
Beaumont, TX
Retirement Financial Group, LLC
Katelynn Reese is a financial advisor at Retirement Financial Group, LLC with a Series 65 designation and four years of experience in the industry. Prior to joining the firm, she served in the US Army from 2012 to 2019. Retirement Financial Group manages approximately $153 million in client assets through a three-advisor team, serving individuals, trusts, estates, pension and profit-sharing plans, and other entities. The firm provides discretionary portfolio management along with consulting and financial planning services, tailoring investment advice to clients’ objectives and risk tolerance.
Hunter B
Series 65
Beaumont, TX
Retirement Financial Group, LLC
Hunter Bergeron is a financial advisor at Retirement Financial Group, LLC with a Series 65 designation and one year of industry experience. Prior to joining the firm, he worked at St. Elizabeth Hospital for seven years and at Lamar University for four years. Retirement Financial Group, LLC provides investment advisory and consulting services to a range of clients, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm typically uses model portfolios managed by third-party sub-advisers and offers services such as retirement planning, portfolio analysis, and discretionary portfolio management.
Clark S
Series 63, Series 65
Beaumont, TX
Retirement Financial Group, LLC
Clark Shofner is a financial advisor with Retirement Financial Group, LLC, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. He previously worked at AE Wealth Management, LLC and Global Financial Private Capital. Outside of advisory work, Shofner is involved in several business ventures including ownership of a water bottling manufacturing company and partial ownership of an indoor soccer facility for children. Retirement Financial Group, LLC provides advisory and consulting services to individuals, pension plans, trusts, charitable organizations, and business entities. The firm uses model portfolios managed by third-party sub-advisers while overseeing asset allocation, rebalancing, and client communication.
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