Retirement Wealth Center Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$31,225,190
Clients
66
Advisors
1
of 1 employees
About
Retirement Wealth Center Inc. is a small independent advisory firm managing approximately $41.8 million for about 66 clients. It provides discretionary asset management for individuals, estates, trusts, business entities and corporate pension and profit‑sharing plans, and also offers separate financial planning and consulting engagements.
The firm primarily manages portfolios of publicly traded securities — including stocks, bonds, ETFs and mutual funds — using fundamental, technical and charting analysis and generally favoring longer‑term holdings while avoiding short‑selling, IPOs, options and penny stocks. Investment management is billed mainly as a percentage of assets under management, financial planning is offered on hourly or fixed‑fee terms, and client accounts are reviewed at least quarterly with discretionary trading authority in place.
Distinctive features include an affiliated CPA practice: the firm’s principal provides tax and accounting services to some clients and dedicates a meaningful portion of time to those activities, a relationship the firm discloses as a potential conflict of interest. Relative to peers, the combination of an accounting affiliate and an explicit focus that includes corporate pension and profit‑sharing plans — along with limited insurance licensure held by the principal — are notable for a firm of this size.
Client services
Expertise
Fee options
Financial planning services offered with flat fees between $500 and $3,000
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.85% annually $3,000,001 - $4,000,000: 0.80% annually $4,000,001+: 0.75% annually
$75 to $350 per hour for financial planning services
Minimum fee: Setup charge of $495 due upon signing or account funding (new clients only) Fee-only: Financial planning fees charged hourly at $75 to $350 per hour or fixed fees ranging from $500 to $3,000
Main office
100 E Thousand Oaks Blvd #276
Thousand Oaks CA 91360
Advisors at this office
1
Most active in
California · Nevada
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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