RFK Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
96
98% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
96
Very HighAverage account size
$0
About
RFK Capital Management serves individual and high-net-worth DIY investors, delivering project-based financial planning and investment advice rather than ongoing portfolio management. The solo, fee-only adviser provides written financial and investment plans, multi-session virtual meetings, and implementation support tailored to clients who want to manage their own accounts.
The firm’s investment approach emphasizes low-cost, broadly diversified indexing, regular rebalancing, and allocations that can include international and small-/mid-cap exposure while avoiding leveraged or inverse ETFs. RFK does not exercise discretionary trading authority; clients retain decision-making responsibility and receive limited follow-up support to implement the plan and trades.
Unlike many peers, RFK does not offer ongoing portfolio management for individuals and does not rely on percentage-of-assets-under-management fees, instead using fixed project fees and tiered follow-up review options. The firm also maintains a presence on physician-focused platforms (via paid listings) and structures its services for clients who prefer professional planning and hands-on implementation rather than delegated asset management.
Client services
Financial planning
Investment advice
Expertise
Passive / index investing
Cash flow / budgeting
Occupation focus
Doctor or Medical Professional
Demographic focus
Values-based investing
Fee options
DIY Investing Service: $4,500 one-time (may increase up to $5,500 for complex cases); Financial Review Service: $2,500 one-time; Follow-up Financial Review Sessions: $495 (Level 1), $895 (Level 2), $1,600 (Level 3)
Minimum fee: $4,500 one-time fee for DIY Investing Service; $2,500 one-time fee for Financial Review Service; Follow-up Financial Review Sessions fees range from $495 to $1,600 Fee-only: Fee-only advisor compensated solely by fixed fees, no commissions charged
Main office location
RFK Capital Management
9903 S. Pinehurst Drive
Sandy UT 84092, United States
Number of offices
1
Most active in
RFK Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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