RGA Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$84,519,864
Clients
99
Advisors
4
across 4 offices
About
RGA Investment Advisors LLC provides wealth management, discretionary portfolio management, and financial planning to individuals, high‑net‑worth clients, and businesses, and also acts as investment adviser to pooled investment vehicles. The firm manages taxable and retirement accounts and offers portfolio management services to both separate client accounts and private funds.
RGAIA’s investment process is primarily long‑term and employs fundamental, technical, and cyclical analysis to build portfolios of individual equities, low‑cost mutual funds and ETFs, bonds, and, at times, affiliated private placements. The advisor generally manages accounts on a discretionary basis, applies internal due diligence before selecting investments, and may access held‑away assets or third‑party platforms at a client’s direction.
Notably, RGAIA serves as sponsor and portfolio manager for private pooled funds and an affiliated general partner is entitled to performance‑based carried interest, a structure that the firm discloses and seeks to mitigate (for example, by not charging its separate wealth management fee on assets invested in a fund that also charges a management fee). The firm’s combination of a small advisory team with roughly $100 million in AUM plus active private fund sponsor/adviser responsibilities—and the recent engagement of an independent accounting firm to perform surprise examinations where custody is deemed to exist—distinguishes its operations from many peers.
Client services
Expertise
Fee options
Financial planning services with fixed fees up to $10,000 per engagement
Up to 2.00% annually (negotiable, based on factors such as complexity, asset level, and relationship)
Performance-based compensation (carried interest) in private funds managed by affiliate SEP GP, in the form of carried interest or incentive allocation subject to fund offering documents
Account minimum: $500,000 Fee-only: Wealth management fees up to 2.00% annually, based on assets under management; financial planning fixed fees up to $10,000 per engagement; private fund management fees up to 2.00% annually
Main office
See office185 Great Neck Road, Suite 306
Great Neck NY 11021
Advisors at this office
1
Offices (4)
Most active in
Connecticut · Florida · Minnesota · New Jersey · New York · Texas
Also doing business as
Rga Advisors, LLC · Rga Investment Advisors, LLC · Soundview Private Wealth LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Elliot T
Series 65
Stamford, CT
RGA Investment Advisors, LLC
Elliot Turner is a financial advisor at RGA Investment Advisors, LLC with 13 years of industry experience. He holds a Series 65 designation and has been with RGA Investment Advisors since 2012. RGA Investment Advisors provides wealth management, discretionary portfolio management, and financial planning services to individuals, high-net-worth clients, and businesses. The firm employs a long-term investment process incorporating fundamental, technical, and cyclical analysis, managing portfolios that include individual equities, mutual funds, ETFs, bonds, and affiliated private placements.
Ryan K
Series 65
Rochester, MN
RGA Investment Advisors, LLC
Ryan King is a financial advisor at RGA Investment Advisors, LLC with two years of industry experience. He holds a Series 65 designation and has worked at Pine Bluffs Capital Management for seven years, where he is also a principal involved in small multifamily rental real estate investments. His background includes roles at Harris Williams and the University of Michigan. RGA Investment Advisors LLC provides wealth management, discretionary portfolio management, and financial planning to individuals, high-net-worth clients, and businesses. The firm manages taxable and retirement accounts through a primarily long-term investment process that incorporates fundamental, technical, and cyclical analysis across equities, mutual funds, ETFs, bonds, and private placements.
Jason G
PFS™, Series 65
Great Neck, NY
RGA Investment Advisors, LLC
Jason Gilbert is a financial advisor at RGA Investment Advisors, LLC with 12 years of industry experience. He holds the PFS™ designation and Series 65 license and has been with RGA Investment Advisors since 2009. RGA Investment Advisors provides wealth management, discretionary portfolio management, and financial planning services to individuals, high-net-worth clients, and businesses. The firm employs a primarily long-term investment process that uses fundamental, technical, and cyclical analysis to construct portfolios including equities, mutual funds, ETFs, bonds, and private placements, while managing both separate accounts and private pooled funds.
William B
CFA®
Vero Beach, FL
RGA Investment Advisors, LLC
William Brewster is a CFA® charterholder with over a decade of experience in the financial industry. He currently serves as an advisor at RGA Investment Advisors, LLC and has prior experience at Sullimar Capital Group and BMO Harris Bank. RGA Investment Advisors LLC provides wealth management, discretionary portfolio management, and financial planning to individuals, high-net-worth clients, and businesses. The firm employs a long-term investment approach using fundamental, technical, and cyclical analysis across various asset classes and manages both separate accounts and private pooled funds.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")