RGA Investment Advisors, LLC

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Client assets under management

$84,519,864

Clients

19% high-net-worth

Advisors

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Low

Average account size

$853,736

About

RGA Investment Advisors LLC provides investment advisory and financial planning services to individuals (including high net worth clients), trusts, estates, and certain businesses, and also serves as portfolio manager to privately offered pooled investment vehicles. The firm offers discretionary portfolio management for individual accounts and separate engagements for financial planning, in addition to private fund advisory services for pooled Funds.

RGAIA’s investment process combines fundamental, technical, and cyclical analysis with a generally long‑term orientation, constructing portfolios from individual equities, low‑cost mutual funds and ETFs, bonds, and, where appropriate, affiliated private placements. When managing pooled vehicles, the Advisor follows each Fund’s offering documents and may implement side‑letter arrangements, capital call mechanics, and other private‑fund conventions typical of 3(c)(1)/Regulation D offerings.

What is distinctive is that RGAIA acts both as a wealth manager and as a private fund sponsor/adviser — an uncommon arrangement for firms of this size — and an affiliate acting as general partner is entitled to performance‑based compensation (carried interest), which the firm discloses and seeks to mitigate (for example, by not charging separate wealth‑management AUM fees on assets invested in those Funds). The firm has also adopted custody‑related controls for its pooled vehicles, including engaging an independent accounting firm to conduct an annual surprise examination, a governance feature that is not typical among peer firms.

Client services

Financial planning Portfolio management

Expertise

Equity compensation tax strategy Concentrated stock management Private / alternative investments Wealth management Cash flow / budgeting

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Financial planning services fixed fee up to $10,000 per engagement

Percentage

Up to 2.00% annually (negotiable based on several factors including scope, assets, relationship)

Performance-based

Performance-based compensation in the form of carried interest or incentive allocation for private fund advisory services (see Fund Offering Documents)

Other

Account minimum: $500,000 Fee-only: Wealth management fees up to 2.00% annually, paid quarterly in advance; Financial planning fees up to $10,000 fixed fee per engagement (negotiable)

Main office location

RGA Investment Advisors, LLC

185 Great Neck Road, Suite 306

Great Neck NY 11021, United States

Number of offices

Most active in

Connecticut · Florida · Minnesota · New Jersey · New York · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 516-665-1945

Advisors at this firm

Elliot T

Series 65

Stamford, CT

RGA Investment Advisors, LLC

Elliot Turner is a financial advisor at RGA Investment Advisors, LLC with 13 years of industry experience. He holds a Series 65 designation and has been with RGA Investment Advisors since 2012. RGA Investment Advisors provides discretionary investment management and financial planning to individual, high-net-worth, and corporate clients. The firm employs a multi-disciplinary growth-at-a-reasonable-price (GARP) approach, managing moderately concentrated portfolios and multiple private pooled funds alongside separately managed accounts.

Equity compensation tax strategy Concentrated stock management Private / alternative investments Wealth management Cash flow / budgeting Founder/Business Owner Executive

Ryan K

Series 65

Rochester, MN

RGA Investment Advisors, LLC

Ryan King is a financial advisor at RGA Investment Advisors, LLC with one year of industry experience. He holds a Series 65 designation and has prior experience at Pine Bluffs Capital Management and Harris Williams. Outside of his advisory role, he is a principal in a small multifamily rental real estate investment LLC. RGA Investment Advisors provides discretionary investment management and financial planning to individual, high-net-worth, and corporate clients. The firm employs a growth-at-a-reasonable-price (GARP) approach through a multi-disciplinary process and manages both separately managed accounts and private pooled funds with flexible, opportunistic mandates.

Equity compensation tax strategy Concentrated stock management Private / alternative investments Wealth management Cash flow / budgeting Founder/Business Owner Executive

Jason G

PFS™, Series 65

Great Neck, NY

RGA Investment Advisors, LLC

Jason Gilbert is a financial advisor at RGA Investment Advisors, LLC with 12 years of industry experience. He holds the PFS™ designation and Series 65 license, and has been with RGA Investment Advisors since 2009. RGA Investment Advisors provides discretionary investment management and financial planning to individual, high-net-worth, and corporate clients. The firm employs a multi-disciplinary process combining quantitative, fundamental, technical, and economic analysis, focusing on a growth-at-a-reasonable-price (GARP) approach with moderately concentrated portfolios and flexible mandates for private pooled funds.

Equity compensation tax strategy Concentrated stock management Private / alternative investments Wealth management Cash flow / budgeting Founder/Business Owner Executive

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