Rgb Capital Group

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Client assets under management

$84,383,876

Clients

107

44% high-net-worth

Advisors

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$788,634

About

RGB Capital Group, LLC serves individuals, charitable organizations, and business entities, including high-net-worth clients, through discretionary portfolio management and a secondary service tier where clients retain trading authority while receiving platform access and reporting. The firm primarily advises on mutual funds and exchange-traded funds and provides ongoing account monitoring and performance reports.

RGB’s investment approach emphasizes capital preservation and active risk management implemented through four named strategies (Flex+, Core, Balanced, and a Small Account strategy), using mutual funds, ETFs and occasional short-term trades, with cash positions employed defensively when market conditions warrant. The firm applies technical, chart, and macroeconomic analysis to guide allocations and operates Tier One accounts on a discretionary basis while Tier Two accounts remain client-managed and non-discretionary.

What distinguishes RGB from many peers is its use of performance-based fee arrangements for qualified clients and its selective use of borrowing (margin) within separately managed accounts, including the potential for leveraged equity exposure in some strategies. As a small adviser with roughly two advisors and about $86 million in discretionary assets, the firm pairs these less-common practices with a stated focus on downside risk control and flexible account options.

Client services

Portfolio management

Expertise

Active portfolio management

Occupation focus

Executive Founder/Business Owner

Fee options

Percentage

$0+: Up to 1.75% annually for Tier One services (negotiable) $0+: 0.1% annually for Tier Two services (negotiable)

Performance-based

For Qualified Clients: 1% asset-based fee plus 10% of gross profits above high-water mark, billed quarterly in arrears

Other

Account minimum: $150,000 for Tier One advisory accounts; $50,000 minimum for Tier Two accounts (minimums may be waived at firm's discretion)

Main office location

Rgb Capital Group

San Diego CA, United States

Number of offices

Most active in

California · Louisiana · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn X Website 858-367-5200

Advisors at this firm

Robert B

Series 65

San Diego, CA

Rgb Capital Group

Robert Bernstein is a financial advisor with Rgb Capital Group in San Diego, CA, holding a Series 65 designation and 16 years of industry experience. He has been with Rgb Capital Group since 2009. Bernstein serves as President of the San Diego Chapter of the American Association of Individual Investors, a nonprofit organization focused on investment education. Rgb Capital Group is a supported registered investment adviser providing discretionary portfolio management to individuals, high-net-worth clients, charitable organizations, and corporations. The firm emphasizes risk management through capital preservation, volatility control, and tactical adjustments using technical and macroeconomic analysis across several defined strategies.

Active portfolio management Executive Founder/Business Owner

Ryan R

ChFC®, Series 63, Series 66

Austin, TX

Rgb Capital Group

Ryan Redfern is a financial advisor at RGB Capital Group with over 21 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. Prior to joining RGB Capital Group in 2024, he worked at Shadowridge Asset Management, LLC since 2012. Outside of advising, he is involved in music publishing and licensing through Whatsayyou Records, LLC, and serves as chairman of the National Association of Active Investment Managers. RGB Capital Group is a supported registered investment adviser offering discretionary portfolio management to individuals, high-net-worth clients, charitable organizations, and corporations. The firm emphasizes risk management with a focus on capital preservation, volatility control, and tactical adjustments, using a combination of technical and macroeconomic analysis across several defined strategies.

Active portfolio management Executive Founder/Business Owner

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