Rgb Capital Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RGB Capital Group is a state-registered investment adviser that provides discretionary portfolio management to individuals, charitable organizations, and business entities, and also offers a limited self-directed "Tier Two" arrangement where clients trade on the firm’s platform with reporting and support. The firm reports roughly $86 million in discretionary assets across about 107 client accounts and serves both high‑net‑worth and non‑HNW individual clients.
The firm describes its investment approach as capital preservation and active risk management, employing mutual funds and ETFs across four strategies (Flex+, Core, Balanced, and a Small Account strategy) with periodic rebalancing and use of technical and macro‑economic analysis. RGB may employ short‑term trading when appropriate and makes selective use of margin and leverage—strategies are offered with and without margin and the Flex+ strategy can move to a levered equity position when deemed warranted.
What is noteworthy for a firm of this size is that RGB offers performance‑based fee arrangements to Qualified Clients, combining an asset‑based fee with a 10% performance fee subject to a high‑water mark, while simultaneously managing asset‑based accounts and aggregating trades across fee types. The firm also expressly uses borrowing/margin in separately managed accounts and maintains a Tier Two, client‑directed service model, and it discloses that tax efficiency is not a primary management objective.
Client services
Expertise
Fee options
$0+: Up to 1.75% annually for Tier One services (negotiable) $0+: 0.1% annually for Tier Two services (negotiable)
For Qualified Clients: 1% per annum asset-based fee plus 10% of gross profits based on high-water mark, billed quarterly in arrears
Account minimum: $150,000 for Tier One accounts, $50,000 for Tier Two accounts, with possible waivers
Main office
See officeSan Diego CA
Advisors at this office
1
Offices (2)
Most active in
California · Louisiana · Texas
Also doing business as
Rgb Capital Group · Rgb Capital Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Robert B
Series 65
San Diego, CA
Rgb Capital Group
Robert Bernstein is a financial advisor with Rgb Capital Group in San Diego, CA, holding a Series 65 credential and 17 years of industry experience. He has been with Rgb Capital Group since 2009. Bernstein serves as President of the San Diego Chapter of the American Association of Individual Investors, a nonprofit that organizes investment education events. Rgb Capital Group is a state-registered investment adviser providing discretionary portfolio management to individuals, charitable organizations, and business entities. The firm focuses on capital preservation and active risk management, employing mutual funds and ETFs across multiple strategies, and offers both managed and client-directed trading services.
Ryan R
ChFC®, Series 63, Series 66
Austin, TX
Rgb Capital Group
Ryan Redfern is a financial advisor with Rgb Capital Group in Austin, TX, holding the ChFC® designation and Series 63 and 66 licenses, with 21 years of industry experience. He has worked at Shadowridge Asset Management since 2012 and joined Rgb Capital Group in 2024. Outside of advising, he serves as chairman of the National Association of Active Investment Managers, is a partner in a music publishing and licensing firm, and treasurer of the Interfaith Arts Council, a nonprofit organization. Rgb Capital Group is a state-registered investment adviser serving individuals, charitable organizations, and business entities with approximately $86 million in discretionary assets. The firm focuses on capital preservation and active risk management through diversified strategies employing mutual funds and ETFs, offering both asset-based and performance-based fee arrangements.
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