A complete list of active advisors currently associated with RIA Advisors

Warmer can help you find a great advisor at RIA Advisors or one who fits your needs even better.

RIA Advisors offers investment advisory and financial planning services to a mix of individual clients (including high-net-worth individuals), charitable organizations, small businesses, and tax-qualified retirement plans, and discloses $1.84 billion in assets under management. The firm provides discretionary portfolio management, modular and comprehensive financial planning, ERISA fiduciary consulting for retirement plans, and subadviser relationships where it performs outsourced portfolio management for other advisors. The firm describes an investment process that combines fundamental, technical, and value analysis within a Modern Portfolio Theory framework, and it implements portfolios across broadly traded equities, mutual funds, ETFs and alternative investments as appropriate. RIA Advisors manages both on-platform and held-away retirement accounts using an order management system (e.g., Pontera connections for 401(k)/403(b)/529 plans), uses fi360 research when screening funds, and bills through a mix of percentage-of-AUM schedules, quarterly advance billing, and fixed planning fees invoiced via online processors. What is noteworthy in the brochure is the firm’s breadth of plan-level services and ERISA offerings (both 3(21) and 3(38) roles) that include formal SAFE/CAFE reviews, participant education and one-on-one consultations, and the ability to implement standing letters of authorization (SLOAs) and facilitate securities-backed lines of credit. The disclosure also details affiliations — an affiliated automated adviser (RIA Global Research), affiliated insurance agencies whose advisors may receive commissions, and a recent ownership change adding Accelerated Wealth — and shows the firm’s capacity to serve specialized institutional clients (including business development company clients) and to use alternative billing arrangements such as negotiated subadviser fees and fixed planning invoices.

To learn more about the advisors currently working at RIA Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.