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Des Moines, IA Office

Team
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RIA Advisory Group, LLC logo

RIA Advisory Group, LLC

Team

Firm-wide stats for RIA Advisory Group, LLC

Total advisors

21

Across 9 offices

Clients per advisor

94 High

Avg AUM per client

$283,656 Very Low

HNW client ratio

5% Very Low

About

RIA Advisory Group serves individuals, high-net-worth individuals, corporations, trusts and estates with ongoing investment supervisory services and portfolio management. The firm manages discretionary accounts and provides investment objective confirmations to guide portfolio construction across mutual funds, equities, fixed income, ETFs, REITs, insurance products and private placements, but it does not offer stand‑alone, fee‑based financial planning.

The firm’s investment process combines charting, fundamental and technical analysis and uses both long‑term and short‑term trading strategies, with accounts reviewed on a monthly, quarterly or annual basis. RIA Advisory Group typically operates under discretionary authority for supervised accounts and implements client plans through custodial arrangements while permitting clients to direct brokerage if they choose.

Distinctive features include formal affiliations with accounting and legal professionals and a notable number of representatives holding CPA and insurance licenses, which can lead to cross‑offering of accounting, legal or commissionable insurance services while stating clients are not required to use those services. The firm also engages an affiliated research entity that is paid by the firm for research services (fees are not passed through to clients), a structure that differs from most multi‑team advisors.

Based on RIA Advisory Group, LLC

Expertise

Annuities

Based on RIA Advisory Group, LLC

Location

500 SW 7th Street Suite 305

Des Moines IA 50309

Advisors at this office

8

Advisors at this office

user avatar

Edward S

Series 66

Des Moines, IA

RIA Advisory Group, LLC

Edward Smith is a financial advisor with RIA Advisory Group, LLC in Des Moines, IA, holding a Series 66 designation and 26 years of industry experience. His prior roles include positions at Visionpoint Advisory Group, LPL Financial, and Edward Jones. He is also licensed as a non-variable insurance agent. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm employs a discretionary investment approach combining fundamental and technical analysis across various asset classes and maintains formal affiliations with legal and accounting professionals.

Annuities
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Benjamin H

Series 63, Series 66

Des Moines, IA

RIA Advisory Group, LLC

Benjamin Heckart is a financial advisor with RIA Advisory Group, LLC in Des Moines, IA, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. His career includes roles at Iea Wealth Management LLC and Cambridge Investment Research Advisors. Outside of his advisory work, he operates a small farming business and holds a 20% ownership stake in Brokerstreet Insurance Services. RIA Advisory Group serves individuals, high-net-worth clients, corporations, trusts, and estates with discretionary portfolio management, combining charting, fundamental, and technical analysis in both long- and short-term trading strategies. The firm is noted for its affiliations with accounting and legal professionals, as well as maintaining an affiliated research entity.

Annuities
user avatar

Chris W

CFP®, ChFC®, Series 63, Series 65

Des Moines, IA

RIA Advisory Group, LLC

Chris Weston is a CFP® and ChFC® with 28 years of industry experience, currently serving as an advisor at RIA Advisory Group, LLC since 2024. He previously worked at Securities America Advisors and Waddell & Reed, Inc. Weston is a part owner of Community Educators, LLC, a company providing continuing education credits and ethics courses for insurance agents and CFP professionals. He also serves as the current president of the Society of Financial Services Professionals. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, and corporations. The firm employs a mix of equities, fixed income, mutual funds, ETFs, REITs, insurance products, and private placements, managing accounts on a discretionary basis using fundamental and technical analysis combined with both long- and short-term trading strategies.

Annuities
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David S

Series 63, Series 65, Series 66

Des Moines, IA

RIA Advisory Group, LLC

David Suntken is a financial advisor with RIA Advisory Group, LLC, holding Series 63, 65, and 66 licenses and totaling 33 years of industry experience. He has worked at RIA Advisory Group since 2020 and previously spent six years with Visionpoint Advisory Group and over two decades with LPL Financial. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm manages diversified portfolios using discretionary strategies informed by charting, fundamental, and technical analysis, and maintains formal affiliations with legal and accounting professionals alongside operating affiliated technology and research businesses.

Annuities
user avatar

Paul K

Series 63, Series 65

Des Moines, IA

RIA Advisory Group, LLC

Paul Katsion is a financial advisor at RIA Advisory Group, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at NYLife Securities LLC and New York Life. Outside of his advisory role, Katsion serves as a board member for the Henry County Optimist Club, supporting local youth through fundraising and volunteer activities. RIA Advisory Group serves individuals, high-net-worth clients, corporations, trusts, and estates with discretionary portfolio management and investment supervisory services. The firm uses a combination of charting, fundamental, and technical analysis alongside both long- and short-term trading strategies.

Annuities
user avatar

Brian V

Series 63

Des Moines, IA

RIA Advisory Group, LLC

Brian Vestal is a financial advisor at RIA Advisory Group, LLC with 23 years of industry experience. He holds a Series 63 designation and has been involved with Iea Wealth Management, LLC and its related entities since 2005. Outside of advisory services, he is a 20% owner of Brokerstreet Insurance Services, a non-variable insurance business. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm employs a discretionary investment approach using fundamental and technical analysis, managing a diversified mix of asset types while maintaining formal affiliations with legal and accounting professionals.

Annuities
user avatar

Erin R

Series 65

Des Moines, IA

RIA Advisory Group, LLC

Erin Roberts is a financial advisor at RIA Advisory Group, LLC with a Series 65 designation and two years of industry experience, including prior work at RCM Capital. Before entering the advisory field, Roberts spent 17 years at Southeastern Community College. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm manages a diverse range of investments and employs a discretionary approach based on documented client objectives, utilizing both fundamental and technical analysis.

Annuities
user avatar

John P

Series 66

Des Moines, IA

RIA Advisory Group, LLC

John Peak Jr. is a financial advisor with RIA Advisory Group, LLC in Des Moines, IA, holding a Series 66 designation and 19 years of industry experience. He has worked at RIA Advisory Group since 2012 and has also been involved with EA Advisors LLC and Advisor Back Office Technologies, LLC. Additionally, he is a CPA and Managing Member of John Peak Jr CPA PC. RIA Advisory Group serves individuals, high-net-worth clients, corporations, trusts, and estates with investment supervisory services and portfolio management. The firm uses a combination of charting, fundamental and technical analysis, and both long-term and short-term trading strategies, often operating under discretionary authority while maintaining affiliations with accounting and legal professionals.

Annuities
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