Mount Pleasant, IA South Main St Office
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RIA Advisory Group, LLC
Team
Firm-wide stats for RIA Advisory Group, LLC
About
RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high‑net‑worth clients, trusts, estates, corporations, and charitable organizations. The firm does not offer standalone fee‑based financial plans; any financial planning services provided are incorporated into the advisory relationship and fees.
The firm creates an Investment Objective Confirmation for each account and typically manages client accounts on a discretionary basis, using a combination of charting, fundamental, and technical analysis and employing both long‑ and short‑term trading strategies. All managed assets are overseen in‑house rather than delegated to third‑party managers, and advisors may execute transactions without seeking prior client approval under granted discretion.
RIA Advisory Group operates as a multi‑office team (21 advisors across 11 offices) managing approximately $568 million for about 1,968 clients, a scale and footprint that is less common among similarly sized teams. Several principals hold professional registrations in accounting and law, the firm pays an affiliated research company for research services, and multiple advisors maintain insurance licenses — relationships the firm discloses as potential conflicts of interest.
Based on RIA Advisory Group, LLC
Location
100 South Main St
Mount Pleasant IA 52641
Advisors at this office
3
Advisors at this office
Benjamin H
Series 63, Series 66
Mount Pleasant, IA
RIA Advisory Group, LLC
Benjamin Heckart is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 66 licenses with 20 years of industry experience. He has worked at Iea Wealth Management LLC since 2010 and previously spent two years each at Cambridge Investment Research Advisors and LPL Financial. Outside of advisory work, he is involved in a small farming operation and holds a 20% ownership stake in Brokerstreet Insurance Services. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis across long- and short-term strategies, operating as a multi-office team of 21 advisors.
Paul K
Series 63, Series 65
Mount Pleasant, IA
RIA Advisory Group, LLC
Paul Katsion is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and nine years of industry experience. He has been with RIA Advisory Group since 2023 and previously worked at NYLife Securities LLC and New York Life from 2016. Katsion serves as a board member of the Henry County Optimist Club, where he supports local youth through fundraising and volunteer activities. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client assets in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
Erin R
Series 65
Mount Pleasant, IA
RIA Advisory Group, LLC
Erin Roberts is a financial advisor at RIA Advisory Group, LLC with a Series 65 designation and one year of industry experience. Prior to joining RIA Advisory Group in 2025, Roberts worked at RCM Capital for two years and spent 17 years at Southeastern Community College. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
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