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Sioux Falls, SD Office

Team
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RIA Advisory Group, LLC logo

RIA Advisory Group, LLC

Team

Firm-wide stats for RIA Advisory Group, LLC

Total advisors

21

Across 14 offices

Clients per advisor

94 High

Avg AUM per client

$283,656 Very Low

HNW client ratio

5% Very Low

About

RIA Advisory Group is a multi-advisor registered investment adviser serving individuals, high-net-worth clients, corporations, trusts, and other entities. It provides ongoing discretionary portfolio management across a broad set of investments (mutual funds, equities, bonds, ETFs, REITs, private placements, annuities) and offers limited financial planning services incorporated into advisory contracts rather than standalone fee-based plans.

The firm establishes client-specific Investment Objective Confirmations to define goals, risk tolerance, and time horizon, and typically operates under discretionary authority to implement strategies. Its investment process draws on charting, fundamental, and technical analysis and employs both long- and short-term trading approaches, with periodic account reviews and custodial relationships primarily at major custodians.

Notable distinctions include multiple professionals within the firm who also maintain CPA or legal practices and a number of representatives who are licensed insurance agents, with the brochure disclosing these potential conflicts and the option for clients to decline related services. The firm also engages an advisor-owned research affiliate that is paid by the firm (fees not passed to clients) and operates a larger multi-office footprint than is typical for similar team firms, managing over half a billion dollars for nearly 2,000 client relationships.

Based on RIA Advisory Group, LLC

Expertise

Real estate investing

Based on RIA Advisory Group, LLC

Location

6300 South Old Village Place, Suite 100

Sioux Falls SD 57108

Advisors at this office

5

Advisors at this office

user avatar

Patrick M

Series 65, Series 63

Sioux Falls, SD

RIA Advisory Group, LLC

Patrick Mccabe is a financial advisor with RIA Advisory Group, LLC, holding Series 65 and Series 63 licenses and bringing 11 years of industry experience. His prior roles include positions at Visionpoint Advisory Group, LPL Financial, Princor Financial Services Corporation, and Principal Life Insurance Company. Outside of his advisory work, he also serves as a benefit analyst for Resolve Physician Agency, assisting doctors in understanding employer benefits. RIA Advisory Group is a multi-advisor registered investment adviser serving individuals, high-net-worth clients, corporations, trusts, and other entities. The firm provides discretionary portfolio management across a diverse range of investments and integrates limited financial planning services within advisory contracts, employing both fundamental and technical analysis with regular account reviews.

Real estate investing
user avatar

Houstyn H

CFP®, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Houstyn Heinz is a CFP® and Series 65-licensed financial advisor at RIA Advisory Group, LLC with three years of industry experience. He is also employed as a Certified Public Accountant at a regional CPA firm, where he prepares and reviews tax returns and financial statements. His prior roles include positions at ELO CPA's & Advisors, Schwan Financial Group, and NorthWestern Energy. RIA Advisory Group is a multi-advisor registered investment adviser serving individuals, high-net-worth clients, corporations, trusts, and other entities. The firm provides discretionary portfolio management across various investment types and offers limited financial planning services integrated into advisory contracts.

Real estate investing
user avatar

Dana R

Series 63, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Dana Rausch is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. Prior to joining RIA Advisory Group in 2020, Dana worked at VisionPoint Advisory Group, LPL Financial, and Principal Financial. Outside of advising, Dana is involved in a family farmland holding LLC and provides benefit education services to physicians through Resolve Physician Agency. RIA Advisory Group is a multi-advisor registered investment adviser serving individuals, high-net-worth clients, corporations, trusts, and other entities with discretionary portfolio management across various investment types. The firm integrates client-specific investment objectives and employs a combination of fundamental, technical, and charting analysis in its investment approach, managing over half a billion dollars for nearly 2,000 client relationships.

Real estate investing
user avatar

Keaton F

Series 63, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Keaton Falk is a financial advisor at RIA Advisory Group, LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Ameritas Investment Company, LLC, Ameritas Insurance Company, and several affiliated firms since 2022. In addition to his advisory role, he assists medical professionals in negotiating employment contracts through Resolve. RIA Advisory Group is a multi-advisor registered investment adviser serving individuals, high-net-worth clients, corporations, trusts, and other entities. The firm offers discretionary portfolio management across various asset classes and incorporates limited financial planning into its advisory contracts, using a combination of charting, fundamental, and technical analysis in its investment process.

Real estate investing
user avatar

Laurie K

Series 63, Series 65

Sioux Falls, SD

RIA Advisory Group, LLC

Laurie Ketterling is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. Her prior roles include positions at VisionPoint Advisory Group, LPL Financial, Princor Financial Services Corp, and Principal Financial Group. She has involvement in a family business related to blinds. RIA Advisory Group is a multi-advisor registered investment adviser that serves individuals, high-net-worth clients, corporations, trusts, and other entities. The firm offers discretionary portfolio management across a wide range of investments and incorporates limited financial planning services into its advisory contracts.

Real estate investing
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