RIA Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RIA Wealth Advisors provides fee-based investment management and financial planning primarily for individual and high‑net‑worth clients. The firm delivers ongoing discretionary portfolio management through separate accounts and documents client goals in investment policy statements.
The firm’s investment approach emphasizes strategic asset allocation, using passive index funds and ETFs as core holdings with selectively added active funds, global diversification, and generally low turnover. RIA Wealth also offers management of variable annuity subaccounts and may select third‑party advisers or include alternative investments when appropriate for a client’s objectives.
Notably, the brochure discloses the firm’s use of third‑party solicitors and referral arrangements and that such solicitations and any related compensation are disclosed to clients. The firm also states that some associated persons are licensed insurance agents who may sell insurance or annuity products for separate commission compensation, and it notes a recent material change in which the firm ended an affiliation with RIA Insurance, LLC.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.35% $1,000,001 - $2,000,000: 1.25% $2,000,001 - And above: 1.10%
Some associated persons are registered representatives or insurance agents and may receive commissions separately from advisory fees.
Account minimum: $15,000 Fee-only: Fees are based on a percentage of assets under management, charged quarterly in advance, negotiable at Adviser’s discretion.
Main office
See office310 W Main St. Ave
Round Rock TX 78664
Advisors at this office
2
Offices (2)
Most active in
Colorado · Texas
Also doing business as
Advanced Wealth · Animas Capital · Ria Wealth Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
John L
Series 63, Series 65
Round Rock, TX
RIA Wealth Advisors, LLC
John Levee is a financial advisor with RIA Wealth Advisors, LLC in Round Rock, TX, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. His prior roles include positions at Arkadios Capital, RIA Advisors, and DFPG Investments, among others. In addition to his advisory work, he is an author of books on financial topics. RIA Wealth Advisors provides fee-based investment management and financial planning primarily for individual and high-net-worth clients. The firm employs a strategic asset allocation approach, focusing on passive index funds and ETFs with selective active funds, global diversification, and generally low turnover.
Derek L
Series 63, Series 65
Durango, CO
RIA Wealth Advisors, LLC
Derek Levee is a financial advisor with RIA Wealth Advisors, LLC in Durango, CO, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His prior experience includes roles at DFPG Investments LLC, RIA Advisors, and First Allied Advisory Services, among others. He is also involved with Advanced Wealth Strategies, operating under Levee Unlimited, Inc. RIA Wealth Advisors provides fee-based investment management and financial planning primarily for individual and high-net-worth clients. The firm focuses on strategic asset allocation, using passive index funds and ETFs as core holdings complemented by selectively added active funds and global diversification.
Christopher L
CFP®, Series 66
Round Rock, TX
RIA Wealth Advisors, LLC
Christopher Larochelle is a CFP® with 21 years of industry experience, currently serving as a financial advisor at RIA Wealth Advisors, LLC in Round Rock, TX. His prior experience includes roles at Arkadios Capital, DFPG Investments, Inc., and First Allied Advisory Services, INC. In addition to his advisory work, he operates Advanced Wealth Strategies Group, focusing on client financial planning and securities sales. RIA Wealth Advisors provides fee-based investment management and financial planning primarily for individual and high-net-worth clients. The firm emphasizes strategic asset allocation with a core of passive index funds and ETFs, complemented by selective active management and global diversification.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)