RIBERA Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RIBERA Investment Management provides discretionary investment advice and portfolio management primarily to individual investors and to trusts, estates, and charitable organizations. The firm bills on a percentage-of-assets basis and also offers negotiated hourly advisory engagements as an alternative fee arrangement.
The firm follows a diversified asset-allocation approach that emphasizes reducing portfolio beta and is tailored to each client’s risk tolerance and expected holding period. Investment implementation commonly favors no-load and load-waived mutual funds, though portfolios may include ETFs, preferred stock, CDs, and individual stocks and bonds, with research drawn mainly from Morningstar products and other public filings.
Distinctive features include a long operating history and a workflow in which the firm itself performs weekly account reviews and relies on custodial platforms (Schwab Institutional and Aim/Invesco) for trade execution, reporting, and back-office services. The firm also discloses an uncommon combination of service elements for peers — a negotiated hourly service option and a licensed real estate broker among its members — and it generally does not take custody or routinely retain proxy voting authority, instead consulting clients on voting matters.
Client services
Expertise
Fee options
$0 - $100,000: 1.5% annually $100,000 - $500,000: 1.25% annually $500,000 - $1,000,000: 1.0% annually $1,000,000 - $5,000,000: 0.75% annually $5,000,000+: Negotiated
$300 per hour
Fee-only: Hourly charge of $300 per hour; ongoing consultations at no additional charge for investment management clients
Main office
Alameda CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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