A complete list of active advisors currently associated with Richard Brothers, Financial Advisors

Warmer can help you find a great advisor at Richard Brothers, Financial Advisors or one who fits your needs even better.

Richard Brothers, Financial Advisors serves individuals (including high-net-worth clients), as well as business entities, trusts, estates, charitable organizations and retirement plan sponsors. The six-advisor team manages approximately $180.6 million and offers discretionary and limited non-discretionary portfolio management, financial planning (Whole Picture Planning), retirement plan consulting and a variable annuity advisory program. The firm customizes allocations to each client’s objectives and primarily recommends mutual funds, ETFs, closed‑end funds, individual equities and fixed income securities, using fundamental and technical analysis across long‑ and short‑term and trading strategies. It also selects and monitors independent investment managers when appropriate, provides ongoing account reviews and reporting, and generally maintains custody relationships with Pershing for client accounts. What is noteworthy is the firm’s integration with other financial services: it is affiliated with a FINRA‑member broker‑dealer (Allegiance Capital, L.L.C., d/b/a Richard Brothers Securities) and maintains an affiliated insurance agency (AFX Global Advisors), and some representatives are registered to sell commission products and licensed as insurance agents. The brochure discloses steps intended to address related conflicts—such as waiving or crediting trailing compensation on variable annuities—and emphasizes that clients are under no obligation to use affiliated broker‑dealer or insurance services.

To learn more about the advisors currently working at Richard Brothers, Financial Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.