Richard N. Sirott Accountancy Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$28,906,468
Clients
11
Advisors
1
of 1 employees
About
Richard N. Sirott Accountancy Corporation is an accounting and investment advisory firm that provides customized investment management and accounting/tax services to individuals, high‑net‑worth clients, corporations and other business entities. The firm generally manages client assets on a discretionary basis and advises on a range of publicly traded instruments, including stocks, bonds, mutual funds, ETFs and REITs.
The firm collects client information through questionnaires and an Investment Policy Statement, then selects from model profiles (conservative through aggressive) to tailor allocations, implement trades, and recommend rebalancing or temporary cash positions as market conditions warrant. Its investment analysis uses fundamental and technical methods, and the firm discloses that it may also provide accounting and tax services to advisory clients, a dual role identified as a potential conflict of interest.
Notable distinctions include its operation as an affiliated accounting practice and its regular work with corporate or business clients in addition to individual investors—features that are uncommon among independent RIAs. The firm, in operation since 1979, maintains a relatively small, closely managed client base and has explicit operational policies (for example, forwarding proxy solicitations to clients and generally not engaging in soft‑dollar arrangements) that influence execution, research use, and client reporting.
Client services
Expertise
Fee options
$0 - $100,000: 1.50% $100,000 - $150,000: 1.00% $150,000 - $250,000: 0.75% $250,000 - $500,000: 0.50% $500,000+: 0.25%
Main office
Northridge CA
Advisors at this office
1
Most active in
California
Also doing business as
Richard N. Sirott Accountancy Corp · Richard N. Sirott Accountancy Corporation
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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