Richard Ney & Associates Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$159,107,476
Clients
54
Advisors
1
of 1 employees
About
The firm provides personalized, fee-only discretionary investment management to individuals, trusts, estates, charitable organizations, corporations, and pension and profit-sharing plans. It manages approximately $192.9 million in client assets across about 54 client relationships.
The firm's investment approach uses a strategic asset-allocation, core-and-satellite framework with passively managed index funds and ETFs as the core and selected high-quality stocks or focused funds as satellites, implemented with a long-term holding orientation. Portfolio decisions draw on both fundamental and technical analysis and are executed on a discretionary basis through custodians at Fidelity and Charles Schwab.
Noteworthy for an independent, single-advisor practice, the firm serves pension and profit-sharing plan clients and recently moved to SEC registration after surpassing $100 million in regulatory assets under management. The practice is fee-only, does not accept commissions or sell financial products, does not vote client proxies (clients vote their own), and delivers quarterly written portfolio appraisals and ongoing monitoring.
Client services
Expertise
Fee options
$0 - $500,000: 1.80% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.50%
Account minimum: $250,000 Fee-only: Fee-only investment management; no commissions or other compensation received.
Main office
Pasadena CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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