Richwood Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Richwood Investment Advisors is a small independent registered investment adviser that serves individual and high‑net‑worth clients as well as retirement plans, trusts, charitable organizations, and business entities. The firm offers discretionary investment management, retirement‑plan advisory and consulting, and complimentary financial planning advice on estate, tax, education, and insurance matters.
The firm develops individualized Investment Policy Statements and typically manages accounts on a discretionary basis, taking into account risk tolerance, time horizon, tax position, and philanthropic goals. Its stated methods combine fundamental analysis with technical approaches (charting and cyclical analysis) and may include short‑term trading when deemed suitable; custodial and execution services are generally conducted through Charles Schwab & Co., Inc.
Noteworthy features for a solo adviser include supervising about $155 million in discretionary assets across roughly 156 clients and explicitly offering ERISA/retirement‑plan fiduciary services. The brochure also discloses several less common practices — it may segregate unsupervised holdings that are not actively managed or charged a fee, it does not aggregate client orders into block trades, and it does not vote client proxies.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.80% $2,000,000 - $3,000,000: 0.70% $3,000,000 - $5,000,000: 0.60% $5,000,000+: 0.40%
Main office
5082 Wooster Road, Suite 100
Cincinnati OH 45226
Advisors at this office
1
Most active in
Florida · Illinois · Kentucky · Michigan · New York · Ohio · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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