Rickard Investment Consulting, LLC
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About
Rickard InvestmentConsulting, LLC is a state‑registered advisory firm formed in 2026 that provides investment advisory services to individual clients, including high‑net‑worth individuals, and offers financial planning and investment consulting on an optional, as‑requested basis. Advisory services described in the brochure include portfolio analysis, ongoing monitoring, and up to periodic portfolio review meetings, with planning and consulting billed separately when requested.
The firm tailors investment recommendations using fundamental and technical analysis and constructs portfolios across cash, equity, and fixed‑income allocations to align with each client’s goals and risk tolerance. Where appropriate it provides options strategy analysis and education—including covered calls and cash‑secured puts—and operates on a non‑discretionary basis, so clients retain final authority over transaction implementation.
Noteworthy features relative to many managers in this category are the explicit inclusion of options/derivatives strategy work in client accounts and the combination of asset‑based advisory services with separately billed hourly planning and consulting. The firm does not take custody of client assets, may recommend custodians without requiring them, and this filing reflects an initial registration with no regulatory assets under management.
Client services
Expertise
Fee options
Up to 2.00% annually
$250 per hour
Main office
Concord NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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